Kristen West has been an investment adviser representative at Gerald Baker Financial Group, L.l.c.dba Baker Financial Services since April 2024, and is not listed among the firm’s executive officers or direct owners.
Gerald Baker Financial Group, L.l.c.dba Baker Financial Services is an Arlington, TX firm with $909M under management, 482 clients and 5 advisers in one office, as of its February 2026 filing.
- – present · 2 yearsArlington, TX · Adviser representative · Firm CRD 112248
Investment adviser representative registrations
Kristen West is registered as an investment adviser representative in Texas, since April 2024.
- TexasSince 3 April 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 26 March 2024 |
| Series 63 | Uniform Securities Agent State Law Examination | 17 November 2023 |
| Series 7TO | General Securities Representative Examination | 2 August 2023 |
| SIE | Securities Industry Essentials Examination | 2 May 2023 |
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Kristen Renee West
- CRD
- 7710541
- Firm
- Gerald Baker Financial Group, L.l.c.dba Baker Financial Services · CRD 112248
- Office
- 1415 WEST RANDOL MILL RD., Arlington, TX 76012
- Registration
- Investment adviser and broker registrations
- In the industry since
- August 2023
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Kristen West work?
Kristen West is an investment adviser representative registered through Gerald Baker Financial Group, L.l.c.dba Baker Financial Services since April 2024, and is not listed among the firm’s executive officers or direct owners.
Is Kristen West a financial advisor?
Yes. Kristen West has a current investment-adviser registration in Texas, through Gerald Baker Financial Group, L.l.c.dba Baker Financial Services since April 2024.
How many years of experience does Kristen West have?
Kristen West has 3 years in the financial industry, since August 2023, across 1 adviser firm.
What exams has Kristen West passed?
Kristen West has passed 4 licensing exams: the SIE, Series 7TO, Series 63 and Series 66. The earliest, the SIE, was passed in May 2023.
Where is Kristen West based?
Kristen West’s registered office is in Arlington, TX.
Is Kristen West registered with FINRA?
Yes. Kristen West has a current broker registration, under CRD 7710541.
Source: FINRA BrokerCheck
How can I verify Kristen West’s record?
Search CRD 7710541 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Kristen West’s full registration record.
