Chad McMillan has been Chief Compliance Officer of Gerald Baker Financial Group, L.l.c.dba Baker Financial Services since January 2005, is a control person of the firm and directly owns under 5% of it.
Gerald Baker Financial Group, L.l.c.dba Baker Financial Services is an Arlington, TX firm with $909M under management, 482 clients and 5 advisers in one office, as of its February 2026 filing.
- – present · 17 yearsArlington, TX · Adviser representative · Firm CRD 112248
Investment adviser representative registrations
Chad McMillan is registered as an investment adviser representative in Texas, since November 2008.
- TexasSince 13 November 2008
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 52TO | Municipal Securities Representative Examination | 25 September 2025 |
| Series 14 | Compliance Officer Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| Series 79TO | Investment Banking Registered Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 53 | Municipal Securities Principal Examination | 24 May 2004 |
| Series 27 | Financial and Operations Principal Examination | 19 April 2004 |
| Series 24 | General Securities Principal Examination | 8 March 2004 |
| Series 65 | Uniform Investment Adviser Law Examination | 7 July 2003 |
| Series 63 | Uniform Securities Agent State Law Examination | 8 January 2003 |
| Series 7 | General Securities Representative Examination | 20 November 2002 |
- Name
- Municipal Securities Representative Examination
- Name
- Compliance Officer Examination
- Name
- Operations Professional Examination
- Name
- Investment Banking Registered Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Municipal Securities Principal Examination
- Name
- Financial and Operations Principal Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Chad Michael McMillan
- CRD
- 4587886
- Firm
- Gerald Baker Financial Group, L.l.c.dba Baker Financial Services · CRD 112248
- Role
- Chief Compliance Officer
- Office
- 1415 WEST RANDOL MILL RD., Arlington, TX 76012
- Registration
- Investment adviser and broker registrations
- In the industry since
- January 2003
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Chad McMillan work?
Chad McMillan has been Chief Compliance Officer of Gerald Baker Financial Group, L.l.c.dba Baker Financial Services since January 2005, and is a control person of the firm.
Is Chad McMillan a financial advisor?
Yes. Chad McMillan has a current investment-adviser registration in Texas, through Gerald Baker Financial Group, L.l.c.dba Baker Financial Services since November 2008.
How many years of experience does Chad McMillan have?
Chad McMillan has 23 years in the financial industry, since January 2003, across 1 adviser firm.
What exams has Chad McMillan passed?
Chad McMillan has passed 10 licensing exams: the Series 7, Series 63, Series 65, Series 24, Series 27, Series 53, Series 14, Series 99TO, Series 79TO and Series 52TO. The earliest, the Series 7, was passed in November 2002. FINRA credited Chad McMillan with the SIE, which began in October 2018.
Where is Chad McMillan based?
Chad McMillan’s registered office is in Arlington, TX.
Is Chad McMillan registered with FINRA?
Yes. Chad McMillan has a current broker registration, under CRD 4587886.
Source: FINRA BrokerCheck
How can I verify Chad McMillan’s record?
Search CRD 4587886 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Chad McMillan’s full registration record.
