Gerald Baker has been Manager of Gerald Baker Financial Group, L.l.c.dba Baker Financial Services since March 1994, is a control person of the firm and directly owns 75% or more of it. Gerald Baker holds a B.A. in Economics from the University of Texas at Arlington.
Gerald Baker Financial Group, L.l.c.dba Baker Financial Services is an Arlington, TX firm with $909M under management, 482 clients and 5 advisers in one office, as of its February 2026 filing.
Gerald Baker is President and Financial Planner of Baker Financial Services. He joined Connecticut General in 1969 and served in management and sales until 1978. He then worked as a financial consultant until establishing the firm of Baker, Elhoff & White, L.L.C. in 1984, and he now serves as president of Baker Financial Services.
- – present · 31 yearsArlington, TX · Adviser representative · Firm CRD 112248
Professional designations
Listed by Gerald Baker Financial Group, L.l.c.dba Baker Financial Services
- Chartered Life Underwriter (CLU®)
- Chartered Financial Consultant (ChFC®)
Investment adviser representative registrations
Gerald Baker is registered as an investment adviser representative in Texas, since April 1995.
- TexasSince 24 April 1995
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 79TO | Investment Banking Registered Representative Examination | 2 January 2023 |
| Series 7TO | General Securities Representative Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 26 April 2004 |
| Series 63 | Uniform Securities Agent State Law Examination | 27 February 1995 |
| Series 1 | Registered Representative Examination | 1 July 1969 |
- Name
- Investment Banking Registered Representative Examination
- Name
- General Securities Representative Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Registered Representative Examination
- Full name
- Gerald Ray Baker
- CRD
- 10707
- Firm
- Gerald Baker Financial Group, L.l.c.dba Baker Financial Services · CRD 112248
- Role
- Manager
- Office
- 1415 WEST RANDOL MILL RD., Arlington, TX 76012
- Registration
- Investment adviser and broker registrations
- In the industry since
- July 1969
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- bakerfinancial.net
Where does Gerald Baker work?
Gerald Baker has been Manager of Gerald Baker Financial Group, L.l.c.dba Baker Financial Services since March 1994, and is a control person of the firm.
Is Gerald Baker a financial advisor?
Yes. Gerald Baker has a current investment-adviser registration in Texas, through Gerald Baker Financial Group, L.l.c.dba Baker Financial Services since April 1995.
How many years of experience does Gerald Baker have?
Gerald Baker has 57 years in the financial industry, since July 1969, across 1 adviser firm.
What exams has Gerald Baker passed?
Gerald Baker has passed 6 licensing exams: the Series 1, Series 63, Series 24, Series 79TO, Series 7TO and Series 99TO. The earliest, the Series 1, was passed in July 1969. FINRA credited Gerald Baker with the SIE, which began in October 2018.
Where is Gerald Baker based?
Gerald Baker’s registered office is in Arlington, TX.
Is Gerald Baker registered with FINRA?
Yes. Gerald Baker has a current broker registration, under CRD 10707.
Source: FINRA BrokerCheck
How can I verify Gerald Baker’s record?
Search CRD 10707 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Gerald Baker’s full registration record.