Cliff Mead has been Owner of Gerald Baker Financial Group, L.l.c.dba Baker Financial Services since January 2005, is a control person of the firm and directly owns under 5% of it.
Gerald Baker Financial Group, L.l.c.dba Baker Financial Services is an Arlington, TX firm with $909M under management, 482 clients and 5 advisers in one office, as of its February 2026 filing.
- – present · 22 yearsArlington, TX · Adviser representative · Firm CRD 112248
Investment adviser representative registrations
Cliff Mead is registered as an investment adviser representative in Texas, since November 2003.
- TexasSince 14 November 2003
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| Series 79TO | Investment Banking Registered Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 5 September 2003 |
| Series 63 | Uniform Securities Agent State Law Examination | 10 March 2000 |
| Series 7 | General Securities Representative Examination | 28 February 2000 |
- Name
- Operations Professional Examination
- Name
- Investment Banking Registered Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Cliff Earl Mead
- CRD
- 4141214
- Firm
- Gerald Baker Financial Group, L.l.c.dba Baker Financial Services · CRD 112248
- Role
- Owner
- Office
- 1415 WEST RANDOL MILL RD., Arlington, TX 76012
- Registration
- Investment adviser and broker registrations
- In the industry since
- February 2000
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Cliff Mead work?
Cliff Mead has been Owner of Gerald Baker Financial Group, L.l.c.dba Baker Financial Services since January 2005, and is a control person of the firm.
Is Cliff Mead a financial advisor?
Yes. Cliff Mead has a current investment-adviser registration in Texas, through Gerald Baker Financial Group, L.l.c.dba Baker Financial Services since November 2003.
How many years of experience does Cliff Mead have?
Cliff Mead has 26 years in the financial industry, since February 2000, across 1 adviser firm.
What exams has Cliff Mead passed?
Cliff Mead has passed 5 licensing exams: the Series 7, Series 63, Series 65, Series 99TO and Series 79TO. The earliest, the Series 7, was passed in February 2000. FINRA credited Cliff Mead with the SIE, which began in October 2018.
Where is Cliff Mead based?
Cliff Mead’s registered office is in Arlington, TX.
Is Cliff Mead registered with FINRA?
Yes. Cliff Mead has a current broker registration, under CRD 4141214.
Source: FINRA BrokerCheck
How can I verify Cliff Mead’s record?
Search CRD 4141214 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Cliff Mead’s full registration record.
