Keith Todhunter-Schaafsma has been an investment adviser representative at Heffernan Advisory since February 2003, and is not listed among the firm’s executive officers or direct owners.
Heffernan Advisory, Inc. is a Flagstaff, AZ firm with $410M under management, 357 clients and 5 advisers across 8 offices, as of its August 2026 filing.
Keith Todhunter-Schaafsma’s longest registration is the current one, 23 years at Heffernan Advisory since 2003.
- Geneos Wealth Management, Inc.Also current– present · 20 yearsAdviser representative · Firm CRD 120894
- Heffernan Advisory, Inc.Current– present · 23 yearsFlagstaff, AZ · Adviser representative · Firm CRD 116771
Investment adviser representative registrations
Keith Todhunter-Schaafsma is registered as an investment adviser representative in 6 states. The first approvals date from February 2003; the most recent is New Mexico, in May 2024.
- AlaskaSince 7 May 2024
- ArizonaSince 21 February 2003
- MaineSince 7 May 2024
- MinnesotaSince 7 May 2024
- MontanaSince 7 May 2024
- New MexicoSince 8 May 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 21 October 1996 |
| Series 7 | General Securities Representative Examination | 12 August 1994 |
| Series 63 | Uniform Securities Agent State Law Examination | 10 March 1994 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 10 March 1994 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Keith Maclean Todhunter-Schaafsma
- CRD
- 2458357
- Firm
- Heffernan Advisory · CRD 116771
- Office
- 809 W. RIORDAN ROAD, SUITE 104, Flagstaff, AZ 86001
- Registration
- Investment adviser and broker registrations
- In the industry since
- March 1994
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Keith Todhunter-Schaafsma work?
Keith Todhunter-Schaafsma is an investment adviser representative registered through Heffernan Advisory, Inc. since February 2003, and is not listed among the firm’s executive officers or direct owners.
Is Keith Todhunter-Schaafsma a financial advisor?
Yes. Keith Todhunter-Schaafsma has a current investment-adviser registration in Alaska, Arizona, Maine, Minnesota, Montana and New Mexico, through Heffernan Advisory since February 2003.
How many years of experience does Keith Todhunter-Schaafsma have?
Keith Todhunter-Schaafsma has 32 years in the financial industry, since March 1994, across 2 adviser firms.
What exams has Keith Todhunter-Schaafsma passed?
Keith Todhunter-Schaafsma has passed 4 licensing exams: the Series 63, Series 6, Series 7 and Series 65. The earliest, the Series 63, was passed in March 1994. FINRA credited Keith Todhunter-Schaafsma with the SIE, which began in October 2018.
Where is Keith Todhunter-Schaafsma based?
Keith Todhunter-Schaafsma’s registered office is in Flagstaff, AZ.
Is Keith Todhunter-Schaafsma registered with FINRA?
Yes. Keith Todhunter-Schaafsma has a current broker registration, under CRD 2458357.
Source: FINRA BrokerCheck
How can I verify Keith Todhunter-Schaafsma’s record?
Search CRD 2458357 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Keith Todhunter-Schaafsma’s full registration record.
