Julie Wagner has been Chief Compliance Officer of Carr Financial Group since May 2026, is not listed as a control person, but directly owns under 5% of the firm.
Carr Financial Group Corporation is a Worcester, MA firm with $836M under management, 625 clients and 7 advisers across 5 offices, as of its September 2026 filing.
No adviser firm registrations are on Julie Wagner’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 9 June 1999 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 28 January 1997 |
- Name
- Securities Industry Essentials Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Julie Ann Wagner
- CRD
- 2741955
- Firm
- Carr Financial Group · CRD 317321
- Role
- Chief Compliance Officer
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
Where does Julie Wagner work?
Julie Wagner has been Chief Compliance Officer of Carr Financial Group Corporation since May 2026.
Does Julie Wagner have a current investment-adviser registration?
Julie Wagner has no current investment-adviser or broker registration.
What exams has Julie Wagner passed?
Julie Wagner has passed 2 licensing exams: the Series 6 and Series 26. The earliest, the Series 6, was passed in January 1997. FINRA credited Julie Wagner with the SIE, which began in October 2018.
Is Julie Wagner registered with FINRA?
No. Julie Wagner has no current broker registration.
How can I verify Julie Wagner’s record?
Search CRD 2741955 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Julie Wagner’s full registration record.
