Benjamin Cauley has been Treasurer of Carr Financial Group since January 2022, is a control person of the firm and directly owns between 10% and 25% of it. Benjamin Cauley holds a Bachelor's degree in Accounting from Bentley University.
Carr Financial Group Corporation is a Worcester, MA firm with $836M under management, 625 clients and 7 advisers across 5 offices, as of its September 2026 filing.
Benjamin Cauley is Partner - Financial Planner of Carr Financial Group, based in Worcester, MA. He worked as a financial and accounting analyst before becoming a financial planner at the firm. He works alongside Rich Carr to maintain existing client accounts and develop client relationships, oversees the firm's investment model management, and works directly with clients on comprehensive financial plans.
Benjamin Cauley’s longest registration was 5 years at Private Advisor Group, LLC (2016–2022). Before joining Carr Financial Group in 2022, Benjamin Cauley was registered through Lucey Advisory Group and Private Advisor Group, LLC.
- Carr Financial GroupCurrent– present · 4 yearsWorcester, MA · Adviser representative · Firm CRD 317321
- Lucey Advisory Group– · 1 yearWorcester, MA · Adviser representative · Firm CRD 287515
- Private Advisor Group, LLC– · 5 yearsWorcester, MA · Adviser representative · Firm CRD 155216
Professional designations
Listed by Carr Financial Group
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Benjamin Cauley is registered as an investment adviser representative in 2 states. The first approvals date from March 2022; the most recent is Texas, in July 2022.
- MassachusettsSince 8 March 2022
- TexasSince 19 July 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 24 March 2016 |
| Series 7 | General Securities Representative Examination | 15 February 2016 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Benjamin William Cauley
- CRD
- 6590090
- Firm
- Carr Financial Group · CRD 317321
- Role
- Treasurer
- Office
- 20 PARK AVENUE, STE #201, Worcester, MA 01605
- Registration
- Investment adviser registration
- In the industry since
- February 2016
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- carrfinancial.com
Where does Benjamin Cauley work?
Benjamin Cauley has been Treasurer of Carr Financial Group Corporation since January 2022, and is a control person of the firm.
Is Benjamin Cauley a financial advisor?
Yes. Benjamin Cauley has a current investment-adviser registration in Massachusetts and Texas, through Carr Financial Group since March 2022.
How many years of experience does Benjamin Cauley have?
Benjamin Cauley has 10 years in the financial industry, since February 2016, across 3 adviser firms.
What exams has Benjamin Cauley passed?
Benjamin Cauley has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in February 2016. FINRA credited Benjamin Cauley with the SIE, which began in October 2018.
Where did Benjamin Cauley work before Carr Financial Group?
Before Carr Financial Group, Benjamin Cauley was registered through Lucey Advisory Group, June 2020 to September 2021; Private Advisor Group, LLC, April 2016 to March 2022.
Where is Benjamin Cauley based?
Benjamin Cauley’s registered office is in Worcester, MA.
Is Benjamin Cauley registered with FINRA?
No. Benjamin Cauley has no current broker registration.
Is Benjamin Cauley a CFP?
Carr Financial Group lists Benjamin Cauley with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Benjamin Cauley’s record?
Search CRD 6590090 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Benjamin Cauley’s full registration record.
