Andrea Lucey has been Secretary of Carr Financial Group since October 2023, is a control person of the firm and directly owns between 10% and 25% of it.
Carr Financial Group Corporation is a Worcester, MA firm with $836M under management, 625 clients and 7 advisers across 5 offices, as of its September 2026 filing.
Andrea Lucey’s longest registration was 8 years at Private Advisor Group, LLC (2012–2021). Before joining Carr Financial Group in 2022, Andrea Lucey was registered through Lucey Advisory Group and Private Advisor Group, LLC.
- Lucey Advisory Group– · 4 yearsWorcester, MA · Adviser representative · Firm CRD 287515
- Private Advisor Group, LLC– · 8 yearsWorcester, MA · Adviser representative · Firm CRD 155216
Investment adviser representative registrations
Andrea Lucey is registered as an investment adviser representative in 2 states. The first approvals date from May 2022; the most recent is Massachusetts, in June 2022.
- MassachusettsSince 1 June 2022
- TexasSince 26 May 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 30 March 2009 |
| Series 63 | Uniform Securities Agent State Law Examination | 15 September 2004 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 15 September 2004 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Andrea Lynne Lucey
- CRD
- 4828297
- Firm
- Carr Financial Group · CRD 317321
- Role
- Secretary
- Registration
- Investment adviser registration
- In the industry since
- May 2005
- Disciplinary history
- Not yet shown here · SEC record
Where does Andrea Lucey work?
Andrea Lucey has been Secretary of Carr Financial Group Corporation since October 2023, and is a control person of the firm.
Is Andrea Lucey a financial advisor?
Yes. Andrea Lucey has a current investment-adviser registration in Massachusetts and Texas, through Carr Financial Group since May 2022.
How many years of experience does Andrea Lucey have?
Andrea Lucey has 21 years in the financial industry, since May 2005, across 3 adviser firms.
What exams has Andrea Lucey passed?
Andrea Lucey has passed 3 licensing exams: the Series 63, Series 6 and Series 7. The earliest, the Series 63, was passed in September 2004. FINRA credited Andrea Lucey with the SIE, which began in October 2018.
Where did Andrea Lucey work before Carr Financial Group?
Before Carr Financial Group, Andrea Lucey was registered through Lucey Advisory Group, May 2017 to September 2021; Private Advisor Group, LLC, October 2012 to September 2021.
Is Andrea Lucey registered with FINRA?
No. Andrea Lucey has no current broker registration.
How can I verify Andrea Lucey’s record?
Search CRD 4828297 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Andrea Lucey’s full registration record.
