Joseph Lyons has been an investment adviser representative at TriCord Advisors since March 2011, and is not listed among the firm’s executive officers or direct owners. Joseph Lyons holds an MBA from National University and a Master of Arts in Executive Management from Claremont Graduate University. Joseph Lyons studied at Villanova University.
Tricord Advisors, Inc. is a Riverside, CA firm with $432M under management, 552 clients and 5 advisers in one office, as of its March 2026 filing.
Joe Lyons is Chief Investment Officer of TriCord Advisors, Inc., which he co-founded with Randy Barkley in 2011. He oversees the investment management strategy of the firm. He served as a commissioned officer in the United States Navy, then worked in manufacturing management with Libbey Glass before beginning a career in financial planning.
Joseph Lyons’ longest registration is the current one, 15 years at TriCord Advisors since 2011. Before joining TriCord Advisors in 2011, Joseph Lyons was registered through Hargrave & Associates, LLC.
- Tricord Advisors, Inc.Current– present · 15 yearsRiverside, CA · Adviser representative · Firm CRD 155749
- Hargrave & Associates, LLC– · 4 yearsRiverside, CA · Adviser representative · Firm CRD 136752
Investment adviser representative registrations
Joseph Lyons is registered as an investment adviser representative in California, since March 2011.
- CaliforniaSince 9 March 2011
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 16 November 2006 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Joseph Francis Lyons
- CRD
- 5256117
- Firm
- TriCord Advisors · CRD 155749
- Office
- 6772 MAGNOLIA AVENUE, Riverside, CA 92506
- Registration
- Investment adviser registration
- In the industry since
- November 2006
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- tricordadvisors.com
Where does Joseph Lyons work?
Joseph Lyons is an investment adviser representative registered through Tricord Advisors, Inc. since March 2011, and is not listed among the firm’s executive officers or direct owners.
Is Joseph Lyons a financial advisor?
Yes. Joseph Lyons has a current investment-adviser registration in California, through TriCord Advisors since March 2011.
How many years of experience does Joseph Lyons have?
Joseph Lyons has 19 years in the financial industry, since November 2006, across 2 adviser firms.
What exams has Joseph Lyons passed?
Joseph Lyons passed the Series 65 in November 2006.
Where is Joseph Lyons based?
Joseph Lyons’ registered office is in Riverside, CA.
Is Joseph Lyons registered with FINRA?
No. Joseph Lyons has no current broker registration.
How can I verify Joseph Lyons’ record?
Search CRD 5256117 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Joseph Lyons’ full registration record.
