Randy Barkley has been Chief Growth Officer of TriCord Advisors since December 2023, is a control person of the firm and directly owns under 5% of it.
Tricord Advisors, Inc. is a Riverside, CA firm with $432M under management, 552 clients and 5 advisers in one office, as of its March 2026 filing.
Randy Barkley is Chief Growth Officer of TriCord Advisors, Inc., which he co-founded with Joe Lyons in 2011. He helps clients plan for and enjoy their retirement or any other next season of life. In 1982 he moved to Riverside, California, where he opened an office in the current TriCord Advisors office location.
Randy Barkley’s longest registration is the current one, 15 years at TriCord Advisors since 2011. Before joining TriCord Advisors in 2011, Randy Barkley was registered through Liberty Group, LLC and Primevest Financial Services, Inc.
- Tricord Advisors, Inc.Current– present · 15 yearsRiverside, CA · Adviser representative · Firm CRD 155749
- Liberty Group, LLC– · 2 yearsRiverside, CA · Adviser representative · Firm CRD 106036
- Liberty Group, LLC– · 3 yearsRiverside, CA · Adviser representative · Firm CRD 114110
- Primevest Financial Services, Inc.– · 4 yearsRiverside, CA · Adviser representative · Firm CRD 15340
Professional designations
Listed by TriCord Advisors
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Randy Barkley is registered as an investment adviser representative in California, since March 2011.
- CaliforniaSince 10 March 2011
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 27 October 2000 |
| Series 24 | General Securities Principal Examination | 30 August 1991 |
| Series 63 | Uniform Securities Agent State Law Examination | 30 July 1991 |
| Series 7 | General Securities Representative Examination | 15 October 1983 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Randy King Barkley
- CRD
- 1178154
- Firm
- TriCord Advisors · CRD 155749
- Role
- Chief Growth Officer
- Office
- 6772 MAGNOLIA AVE., Riverside, CA 92506
- Registration
- Investment adviser registration
- In the industry since
- January 2001
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- tricordadvisors.com
Where does Randy Barkley work?
Randy Barkley has been Chief Growth Officer of Tricord Advisors, Inc. since December 2023, and is a control person of the firm.
Is Randy Barkley a financial advisor?
Yes. Randy Barkley has a current investment-adviser registration in California, through TriCord Advisors since March 2011.
How many years of experience does Randy Barkley have?
Randy Barkley has 25 years in the financial industry, since January 2001, across 4 adviser firms.
What exams has Randy Barkley passed?
Randy Barkley has passed 4 licensing exams: the Series 7, Series 63, Series 24 and Series 66. The earliest, the Series 7, was passed in October 1983.
Where did Randy Barkley work before TriCord Advisors?
Before TriCord Advisors, Randy Barkley was registered through Liberty Group, LLC, March 2005 to May 2008; Primevest Financial Services, Inc., November 2000 to April 2005.
Where is Randy Barkley based?
Randy Barkley’s registered office is in Riverside, CA.
Is Randy Barkley registered with FINRA?
No. Randy Barkley has no current broker registration.
Is Randy Barkley a CFP?
TriCord Advisors lists Randy Barkley with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Randy Barkley’s record?
Search CRD 1178154 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Randy Barkley’s full registration record.
