Christopher Marsh has been Chief Compliance Officer of TriCord Advisors since January 2018, is a control person of the firm and directly owns under 5% of it.
Tricord Advisors, Inc. is a Riverside, CA firm with $432M under management, 552 clients and 5 advisers in one office, as of its March 2026 filing.
- Tricord Advisors, Inc.Current– present · 13 yearsRiverside, CA · Adviser representative · Firm CRD 155749
Investment adviser representative registrations
Christopher Marsh is registered as an investment adviser representative in California, since February 2013.
- CaliforniaSince 6 February 2013
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 28 December 2023 |
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 29 November 2023 |
| SIE | Securities Industry Essentials Examination | 27 April 2023 |
| Series 65 | Uniform Investment Adviser Law Examination | 25 January 2013 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Christopher Mark Marsh
- CRD
- 6160676
- Firm
- TriCord Advisors · CRD 155749
- Role
- Chief Compliance Officer
- Office
- 6772 MAGNOLIA AVENUE, Riverside, CA 92506
- Registration
- Investment adviser and broker registrations
- In the industry since
- February 2013
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Christopher Marsh work?
Christopher Marsh has been Chief Compliance Officer of Tricord Advisors, Inc. since January 2018, and is a control person of the firm.
Is Christopher Marsh a financial advisor?
Yes. Christopher Marsh has a current investment-adviser registration in California, through TriCord Advisors since February 2013.
How many years of experience does Christopher Marsh have?
Christopher Marsh has 13 years in the financial industry, since February 2013, across 1 adviser firm.
What exams has Christopher Marsh passed?
Christopher Marsh has passed 4 licensing exams: the Series 65, SIE, Series 6TO and Series 63. The earliest, the Series 65, was passed in January 2013.
Where is Christopher Marsh based?
Christopher Marsh’s registered office is in Riverside, CA.
Is Christopher Marsh registered with FINRA?
Yes. Christopher Marsh has a current broker registration, under CRD 6160676.
Source: FINRA BrokerCheck
How can I verify Christopher Marsh’s record?
Search CRD 6160676 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Christopher Marsh’s full registration record.
