Laura Barkley has been President of TriCord Advisors since August 2024, is a control person of the firm and directly owns between 50% and 75% of it.
Tricord Advisors, Inc. is a Riverside, CA firm with $432M under management, 552 clients and 5 advisers in one office, as of its March 2026 filing.
- Tricord Advisors, Inc.Current– present · 1 yearRiverside, CA · Adviser representative · Firm CRD 155749
Investment adviser representative registrations
Laura Barkley is registered as an investment adviser representative in California, since December 2024.
- CaliforniaSince 23 December 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 8 May 2023 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Laura Elizabeth Barkley
- CRD
- 4979964
- Firm
- TriCord Advisors · CRD 155749
- Role
- President
- Office
- 6772 MAGNOLIA AVENUE, Riverside, CA 92506
- Registration
- Investment adviser registration
- In the industry since
- December 2024
- Disciplinary history
- Not yet shown here · SEC record
Where does Laura Barkley work?
Laura Barkley has been President of Tricord Advisors, Inc. since August 2024, and is a control person of the firm.
Is Laura Barkley a financial advisor?
Yes. Laura Barkley has a current investment-adviser registration in California, through TriCord Advisors since December 2024.
How many years of experience does Laura Barkley have?
Laura Barkley has 1 year in the financial industry, since December 2024, across 1 adviser firm.
What exams has Laura Barkley passed?
Laura Barkley passed the Series 65 in May 2023.
Where is Laura Barkley based?
Laura Barkley’s registered office is in Riverside, CA.
Is Laura Barkley registered with FINRA?
No. Laura Barkley has no current broker registration.
How can I verify Laura Barkley’s record?
Search CRD 4979964 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Laura Barkley’s full registration record.
