Jacey West has been an investment adviser representative at WestEnd Capital Management since June 2023, and is not listed among the firm’s executive officers or direct owners.
Westend Capital Management, LLC. is a Sausalito, CA firm with $436M under management, 331 clients and 3 advisers in one office, as of its March 2026 filing.
Jacey West’s longest registration is the current one, 3 years at WestEnd Capital Management since 2023. Before joining WestEnd Capital Management in 2023, Jacey West was registered through Charles Schwab & Co., Inc.
- – present · 3 yearsSausalito, CA · Adviser representative · Firm CRD 120545
- Charles Schwab & Co., Inc.– · 2 yearsReno, NV · Adviser representative · Firm CRD 5393
Investment adviser representative registrations
Jacey West is registered as an investment adviser representative in California, since June 2023.
- CaliforniaSince 21 June 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 15 December 2020 |
| Series 7TO | General Securities Representative Examination | 30 June 2020 |
| SIE | Securities Industry Essentials Examination | 16 September 2019 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Jacey Brianne West
- CRD
- 6877243
- Firm
- WestEnd Capital Management · CRD 120545
- Office
- ONE HARBOR DRIVE, SUITE 300, Sausalito, CA 94965
- Registration
- Investment adviser registration
- In the industry since
- October 2020
- Disciplinary history
- Not yet shown here · SEC record
Where does Jacey West work?
Jacey West is an investment adviser representative registered through Westend Capital Management, LLC. since June 2023, and is not listed among the firm’s executive officers or direct owners.
Is Jacey West a financial advisor?
Yes. Jacey West has a current investment-adviser registration in California, through WestEnd Capital Management since June 2023.
How many years of experience does Jacey West have?
Jacey West has 5 years in the financial industry, since October 2020, across 2 adviser firms.
What exams has Jacey West passed?
Jacey West has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in September 2019.
Where did Jacey West work before WestEnd Capital Management?
Before WestEnd Capital Management, Jacey West was registered through Charles Schwab & Co., Inc., December 2020 to February 2023.
Where is Jacey West based?
Jacey West’s registered office is in Sausalito, CA.
Is Jacey West registered with FINRA?
No. Jacey West has no current broker registration.
How can I verify Jacey West’s record?
Search CRD 6877243 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jacey West’s full registration record.