Gladys Limones has been an investment adviser representative at LifeSteps Financial since June 2010, and is not listed among the firm’s executive officers or direct owners.
Lifesteps Financial, Inc. is a Claremont, CA firm with $443M under management, 680 clients and 3 advisers across 4 offices, as of its September 2026 filing.
Gladys Limones’ longest registration is the current one, 16 years at LifeSteps Financial since 2010. Before joining LifeSteps Financial in 2010, Gladys Limones was registered through Concert Wealth Management, Inc. and Morgan Stanley Smith Barney LLC.
- Lifesteps FinancialCurrent– present · 16 yearsClaremont, CA · Adviser representative · Firm CRD 153852
- Concert Wealth Management, Inc.– · under a yearClaremont, CA · Adviser representative · Firm CRD 141253
- Morgan Stanley Smith Barney LLC– · under a yearClarmont, CA · Adviser representative · Firm CRD 149777
- Citigroup Global Markets Inc.– · 1 yearClarmont, CA · Adviser representative · Firm CRD 7059
Investment adviser representative registrations
Gladys Limones is registered as an investment adviser representative in California, since June 2010.
- CaliforniaSince 22 June 2010
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 17 December 2007 |
| Series 63 | Uniform Securities Agent State Law Examination | 22 July 2002 |
| Series 7 | General Securities Representative Examination | 28 May 2002 |
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Gladys E Limones
- CRD
- 2133333
- Firm
- LifeSteps Financial · CRD 153852
- Office
- 250 WEST FIRST STREET, SUITE 248, Claremont, CA 91711
- Registration
- Investment adviser registration
- In the industry since
- January 2008
- Disciplinary history
- Not yet shown here · SEC record
Where does Gladys Limones work?
Gladys Limones is an investment adviser representative registered through Lifesteps Financial, Inc. since June 2010, and is not listed among the firm’s executive officers or direct owners.
Is Gladys Limones a financial advisor?
Yes. Gladys Limones has a current investment-adviser registration in California, through LifeSteps Financial since June 2010.
How many years of experience does Gladys Limones have?
Gladys Limones has 18 years in the financial industry, since January 2008, across 4 adviser firms.
What exams has Gladys Limones passed?
Gladys Limones has passed 3 licensing exams: the Series 7, Series 63 and Series 66. The earliest, the Series 7, was passed in May 2002.
Where did Gladys Limones work before LifeSteps Financial?
Before LifeSteps Financial, Gladys Limones was registered through Morgan Stanley Smith Barney LLC, June 2009 to September 2009; Citigroup Global Markets Inc., January 2008 to June 2009.
Where is Gladys Limones based?
Gladys Limones’ registered office is in Claremont, CA.
Is Gladys Limones registered with FINRA?
No. Gladys Limones has no current broker registration.
How can I verify Gladys Limones’ record?
Search CRD 2133333 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Gladys Limones’ full registration record.