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Eric Bergquist

Chief Financial Officer at LifeSteps Financial in Claremont, CA

Investment adviser registrationUpdated

Eric Bergquist is Chief Financial Officer of Lifesteps Financial, Inc., an investment adviser managing $443M, and works from its Claremont, CA office. Eric Bergquist has been registered as an investment adviser representative through LifeSteps Financial since 17 August 2015, has 11 years in the industry across 1 firm and has passed the Series 65.

11
Years in industry
11
Years at firm
1
Adviser firms
1
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Eric Bergquist has been Chief Financial Officer of LifeSteps Financial since January 2026, is a control person of the firm and directly owns under 5% of it.

Lifesteps Financial, Inc. is a Claremont, CA firm with $443M under management, 680 clients and 3 advisers across 4 offices, as of its September 2026 filing.

  1. Lifesteps FinancialCurrent
    – present · 11 years
    Claremont, CA · Adviser representative · Firm CRD 153852

Credentials and registrations

Investment adviser representative registrations

Eric Bergquist is registered as an investment adviser representative in California, since August 2015.

  • CaliforniaSince 17 August 2015

Examinations

Series 6517 August 2015
Name
Uniform Investment Adviser Law Examination

Key facts

Full name
Eric Vincent Ross Bergquist
CRD
6520202
Firm
LifeSteps Financial · CRD 153852
Role
Chief Financial Officer
Office
250 WEST FIRST STREET, SUITE 248, Claremont, CA 91711
Registration
Investment adviser registration
In the industry since
August 2015
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Eric Bergquist work?

Eric Bergquist has been Chief Financial Officer of Lifesteps Financial, Inc. since January 2026, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 11 September 2026

Is Eric Bergquist a financial advisor?

Yes. Eric Bergquist has a current investment-adviser registration in California, through LifeSteps Financial since August 2015.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Eric Bergquist have?

Eric Bergquist has 11 years in the financial industry, since August 2015, across 1 adviser firm.

Source: IAPD individual record, checked 22 October 2026

What exams has Eric Bergquist passed?

Eric Bergquist passed the Series 65 in August 2015.

Source: IAPD individual record, checked 22 October 2026

Where is Eric Bergquist based?

Eric Bergquist’s registered office is in Claremont, CA.

Source: IAPD individual record, checked 22 October 2026

Is Eric Bergquist registered with FINRA?

No. Eric Bergquist has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

How can I verify Eric Bergquist’s record?

Search CRD 6520202 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Eric Bergquist’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at LifeSteps Financial

Sources

  1. IAPD individual record, CRD 6520202, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Lifesteps Financial, Inc., filed 11 September 2026. Title, control and ownership bands.
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