Henry Ford has been Founder, CCO, CEO of LifeSteps Financial since June 2010, is a control person of the firm and directly owns 75% or more of it.
Lifesteps Financial, Inc. is a Claremont, CA firm with $443M under management, 680 clients and 3 advisers across 4 offices, as of its September 2026 filing.
Henry Ford’s longest registration is the current one, 16 years at LifeSteps Financial since 2010. Before joining LifeSteps Financial in 2010, Henry Ford was registered through Concert Wealth Management, Inc. and Morgan Stanley Smith Barney LLC.
- Concert Wealth Management, Inc.– · under a yearClaremont, CA · Adviser representative · Firm CRD 141253
- Morgan Stanley Smith Barney LLC– · under a yearClarmont, CA · Adviser representative · Firm CRD 149777
- Citigroup Global Markets Inc.– · 5 yearsClarmont, CA · Adviser representative · Firm CRD 7059
Investment adviser representative registrations
Henry Ford is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from June 2010; the most recent is Tennessee, in July 2021.
- CaliforniaSince 22 June 2010
- TennesseeSince 20 July 2021
- TexasResidentSince 9 March 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 20 January 2004 |
| Series 8 | General Securities Sales Supervisor Examination (Options Module & General Module) | 7 July 1998 |
| Series 63 | Uniform Securities Agent State Law Examination | 11 March 1996 |
| Series 7 | General Securities Representative Examination | 20 February 1996 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Sales Supervisor Examination (Options Module & General Module)
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Henry Milton Ford
- CRD
- 2697895
- Firm
- LifeSteps Financial · CRD 153852
- Role
- Founder, CCO, CEO
- Registration
- Investment adviser registration
- In the industry since
- January 2004
- Disciplinary history
- Not yet shown here · SEC record
Where does Henry Ford work?
Henry Ford has been Founder, CCO, CEO of Lifesteps Financial, Inc. since June 2010, and is a control person of the firm.
Is Henry Ford a financial advisor?
Yes. Henry Ford has a current investment-adviser registration in California, Tennessee and Texas, through LifeSteps Financial since June 2010.
How many years of experience does Henry Ford have?
Henry Ford has 22 years in the financial industry, since January 2004, across 4 adviser firms.
What exams has Henry Ford passed?
Henry Ford has passed 4 licensing exams: the Series 7, Series 63, Series 8 and Series 65. The earliest, the Series 7, was passed in February 1996.
Where did Henry Ford work before LifeSteps Financial?
Before LifeSteps Financial, Henry Ford was registered through Morgan Stanley Smith Barney LLC, June 2009 to September 2009; Citigroup Global Markets Inc., January 2004 to June 2009.
Is Henry Ford registered with FINRA?
No. Henry Ford has no current broker registration.
How can I verify Henry Ford’s record?
Search CRD 2697895 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Henry Ford’s full registration record.