Gerry Oconnell has been Partner of Baker Avenue Asset Management since January 2022, is not listed as a control person, but directly owns under 5% of the firm.
Baker Avenue Asset Management, LP is a San Francisco, CA firm with $5.09B under management, 1,024 clients and 29 advisers across 14 offices, as of its September 2026 filing.
Gerry O'Connell is Tax Planning, Partner of BakerAvenue. He brings 25 years of tax experience gained at the public accounting firms KPMG and Deloitte, at investment banks including Lazard, and most recently at the San Francisco tax law firm Moskowitz LLP. His areas of special interest include estate planning strategies, retirement planning, real estate tax minimization and US reporting of assets held overseas.
Gerry Oconnell’s longest registration is the current one, 6 years at Baker Avenue Asset Management since 2020. Before joining Baker Avenue Asset Management in 2020, Gerry Oconnell was registered through Half Dome Wealth Management LLC.
- Half Dome Wealth Management LLC– · 1 yearSanta Barbara, CA · Adviser representative · Firm CRD 297206
Professional designations
Listed by Baker Avenue Asset Management
- Enrolled Agent (EA)
Investment adviser representative registrations
Gerry Oconnell is registered as an investment adviser representative in California, since May 2020.
- CaliforniaSince 19 May 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 20 June 2018 |
| Series 7 | General Securities Representative Examination | 28 May 1996 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- CRD
- 2723202
- Firm
- Baker Avenue Asset Management · CRD 132657
- Role
- Partner
- Office
- ONE EMBARCADERO CENTER, STE 2530, San Francisco, CA 94111
- Registration
- Investment adviser registration
- In the industry since
- July 2018
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- bakerave.com
Where does Gerry Oconnell work?
Gerry Oconnell has been Partner of Baker Avenue Asset Management, LP since January 2022.
Is Gerry Oconnell a financial advisor?
Yes. Gerry Oconnell has a current investment-adviser registration in California, through Baker Avenue Asset Management since May 2020.
How many years of experience does Gerry Oconnell have?
Gerry Oconnell has 8 years in the financial industry, since July 2018, across 2 adviser firms.
What exams has Gerry Oconnell passed?
Gerry Oconnell has passed 2 licensing exams: the Series 7 and Series 65. The earliest, the Series 7, was passed in May 1996.
Where did Gerry Oconnell work before Baker Avenue Asset Management?
Before Baker Avenue Asset Management, Gerry Oconnell was registered through Half Dome Wealth Management LLC, July 2018 to May 2020.
Where is Gerry Oconnell based?
Gerry Oconnell’s registered office is in San Francisco, CA.
Is Gerry Oconnell registered with FINRA?
No. Gerry Oconnell has no current broker registration.
How can I verify Gerry Oconnell’s record?
Search CRD 2723202 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Gerry Oconnell’s full registration record.
Tom NgoPresident & CEO / Partner
Gerald LuffChief Operating Officer / Partner- Gerald LuffChief Operating Officer
Michael MoranChief Compliance Officer
Simon BakerExecutive Chairman / Partner
Doug CoudenChief Investment Officer / Partner
King LipChief Strategist / Partner- Sharon SimpsonPartner
Scott StephensManaging Director / Partner
Tanya WelchPartner