Cagatay Koc has been an investment adviser representative at North Berkeley Wealth Management since January 2026, and is not listed among the firm’s executive officers or direct owners.
North Berkeley Wealth Management, LLC is a Berkeley, CA firm with $830M under management, 411 clients and 11 advisers across 2 offices, as of its March 2026 filing.
Cagatay Koc’s longest registration was under a year at Strategic Wealth Planning (2024–2025). Before joining North Berkeley Wealth Management in 2026, Cagatay Koc was registered through Strategic Wealth Planning.
- – present · under a yearBerkeley, CA · Adviser representative · Firm CRD 136431
- Strategic Wealth Planning– · under a yearRichardson, TX · Adviser representative · Firm CRD 149134
Investment adviser representative registrations
Cagatay Koc is registered as an investment adviser representative in California, since January 2026.
- CaliforniaSince 20 January 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 5 March 2024 |
- Name
- Uniform Investment Adviser Law Examination
- CRD
- 7459627
- Firm
- North Berkeley Wealth Management · CRD 136431
- Office
- 1995 EL DORADO AVE, Berkeley, CA 94707
- Registration
- Investment adviser registration
- In the industry since
- March 2025
- Disciplinary history
- Not yet shown here · SEC record
Where does Cagatay Koc work?
Cagatay Koc is an investment adviser representative registered through North Berkeley Wealth Management, LLC since January 2026, and is not listed among the firm’s executive officers or direct owners.
Is Cagatay Koc a financial advisor?
Yes. Cagatay Koc has a current investment-adviser registration in California, through North Berkeley Wealth Management since January 2026.
How many years of experience does Cagatay Koc have?
Cagatay Koc has 1 year in the financial industry, since March 2025, across 2 adviser firms.
What exams has Cagatay Koc passed?
Cagatay Koc passed the Series 65 in March 2024.
Where did Cagatay Koc work before North Berkeley Wealth Management?
Before North Berkeley Wealth Management, Cagatay Koc was registered through Strategic Wealth Planning, August 2024 to June 2025.
Where is Cagatay Koc based?
Cagatay Koc’s registered office is in Berkeley, CA.
Is Cagatay Koc registered with FINRA?
No. Cagatay Koc has no current broker registration.
How can I verify Cagatay Koc’s record?
Search CRD 7459627 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Cagatay Koc’s full registration record.