Brian Kozel has been Managing Member of North Berkeley Wealth Management since January 2017, is a control person of the firm and directly owns between 50% and 75% of it.
North Berkeley Wealth Management, LLC is a Berkeley, CA firm with $830M under management, 411 clients and 11 advisers across 2 offices, as of its March 2026 filing.
- – present · 10 yearsBerkeley, CA · Adviser representative · Firm CRD 136431
Investment adviser representative registrations
Brian Kozel is registered as an investment adviser representative in California, since November 2015.
- CaliforniaSince 12 November 2015
Examinations
No examinations are on Brian Kozel’s record.
- Full name
- Brian Thomas Kozel
- CRD
- 5601007
- Firm
- North Berkeley Wealth Management · CRD 136431
- Role
- Managing Member
- Office
- 1995 EL DORADO AVE, Berkeley, CA 94707
- Registration
- Investment adviser registration
- In the industry since
- November 2015
- Disciplinary history
- Not yet shown here · SEC record
Where does Brian Kozel work?
Brian Kozel has been Managing Member of North Berkeley Wealth Management, LLC since January 2017, and is a control person of the firm.
Is Brian Kozel a financial advisor?
Yes. Brian Kozel has a current investment-adviser registration in California, through North Berkeley Wealth Management since November 2015.
How many years of experience does Brian Kozel have?
Brian Kozel has 10 years in the financial industry, since November 2015, across 1 adviser firm.
Where is Brian Kozel based?
Brian Kozel’s registered office is in Berkeley, CA.
Is Brian Kozel registered with FINRA?
No. Brian Kozel has no current broker registration.
How can I verify Brian Kozel’s record?
Search CRD 5601007 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Brian Kozel’s full registration record.