Katherine King has been Managing Member of North Berkeley Wealth Management since July 2005, is a control person of the firm and directly owns between 10% and 25% of it.
North Berkeley Wealth Management, LLC is a Berkeley, CA firm with $830M under management, 411 clients and 11 advisers across 2 offices, as of its March 2026 filing.
Katherine King’s longest registration is the current one, 19 years at North Berkeley Wealth Management since 2007. Before joining North Berkeley Wealth Management in 2007, Katherine King was registered through Protected Investors of America.
- Protected Investors of America– · 3 yearsBerkeley, CA · Adviser representative · Firm CRD 6082
- – present · 19 yearsBerkeley, CA · Adviser representative · Firm CRD 136431
- – · 1 yearBerkeley, CA · Adviser representative · Firm CRD 136431
- Protected Investors of America– · 10 yearsBerkeley, CA · Adviser representative · Firm CRD 6082
Investment adviser representative registrations
Katherine King is registered as an investment adviser representative in Texas, since May 2014.
- TexasSince 27 May 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 7 May 1996 |
| Series 65 | Uniform Investment Adviser Law Examination | 16 August 1995 |
| Series 27 | Financial and Operations Principal Examination | 16 November 1994 |
| Series 63 | Uniform Securities Agent State Law Examination | 2 August 1994 |
| Series 7 | General Securities Representative Examination | 27 July 1994 |
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Financial and Operations Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Katherine Campbell King
- CRD
- 2377541
- Firm
- North Berkeley Wealth Management · CRD 136431
- Role
- Managing Member
- Office
- 1995 EL DORADO AVE, Berkeley, CA 94707
- Registration
- Investment adviser registration
- In the industry since
- July 1997
- Disciplinary history
- Not yet shown here · SEC record
Where does Katherine King work?
Katherine King has been Managing Member of North Berkeley Wealth Management, LLC since July 2005, and is a control person of the firm.
Is Katherine King a financial advisor?
Yes. Katherine King has a current investment-adviser registration in Texas, through North Berkeley Wealth Management since January 2007.
How many years of experience does Katherine King have?
Katherine King has 29 years in the financial industry, since July 1997, across 2 adviser firms.
What exams has Katherine King passed?
Katherine King has passed 5 licensing exams: the Series 7, Series 63, Series 27, Series 65 and Series 24. The earliest, the Series 7, was passed in July 1994.
Where did Katherine King work before North Berkeley Wealth Management?
Before North Berkeley Wealth Management, Katherine King was registered through North Berkeley Investment Partners, LLC, September 2005 to December 2006.
Where is Katherine King based?
Katherine King’s registered office is in Berkeley, CA.
Is Katherine King registered with FINRA?
No. Katherine King has no current broker registration.
How can I verify Katherine King’s record?
Search CRD 2377541 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Katherine King’s full registration record.