Samuel Wood-Bednarz has been Managing Member & Chief Compliance Officer of North Berkeley Wealth Management since January 2021, is a control person of the firm and directly owns between 25% and 50% of it.
North Berkeley Wealth Management, LLC is a Berkeley, CA firm with $830M under management, 411 clients and 11 advisers across 2 offices, as of its March 2026 filing.
- – present · 11 yearsBerkeley, CA · Adviser representative · Firm CRD 136431
Investment adviser representative registrations
Samuel Wood-Bednarz is registered as an investment adviser representative in California, since June 2015.
- CaliforniaSince 30 June 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 30 June 2015 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Samuel James Wood-Bednarz
- CRD
- 6501469
- Firm
- North Berkeley Wealth Management · CRD 136431
- Role
- Managing Member & Chief Compliance Officer
- Office
- 1995 EL DORADO AVE, Berkeley, CA 94707
- Registration
- Investment adviser registration
- In the industry since
- June 2015
- Disciplinary history
- Not yet shown here · SEC record
Where does Samuel Wood-Bednarz work?
Samuel Wood-Bednarz has been Managing Member & Chief Compliance Officer of North Berkeley Wealth Management, LLC since January 2021, and is a control person of the firm.
Is Samuel Wood-Bednarz a financial advisor?
Yes. Samuel Wood-Bednarz has a current investment-adviser registration in California, through North Berkeley Wealth Management since June 2015.
How many years of experience does Samuel Wood-Bednarz have?
Samuel Wood-Bednarz has 11 years in the financial industry, since June 2015, across 1 adviser firm.
What exams has Samuel Wood-Bednarz passed?
Samuel Wood-Bednarz passed the Series 65 in June 2015.
Where is Samuel Wood-Bednarz based?
Samuel Wood-Bednarz’s registered office is in Berkeley, CA.
Is Samuel Wood-Bednarz registered with FINRA?
No. Samuel Wood-Bednarz has no current broker registration.
How can I verify Samuel Wood-Bednarz’s record?
Search CRD 6501469 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Samuel Wood-Bednarz’s full registration record.