Bradley Scott has been Managing Director of AllPoint Financial Group since December 2020, is a control person of the firm and directly owns between 25% and 50% of it.
Allpoint Financial Group LLC is a Petaluma, CA firm with $117M under management, 431 clients and 4 advisers across 5 offices, as of its June 2026 filing.
Bradley Scott’s longest registration was 10 years at SLR Financial (2013–2023). Before joining AllPoint Financial Group in 2021, Bradley Scott was registered through SLR Financial and LPL Financial LLC.
- Allpoint Financial GroupCurrent– present · 5 yearsPetaluma, CA · Adviser representative · Firm CRD 301028
- SLR Financial– · 10 yearsSanta Rosa, CA · Adviser representative · Firm CRD 167652
- LPL Financial LLC– · 3 yearsSanta Rosa, CA · Adviser representative · Firm CRD 6413
- Chase Investment Services Corp.– · 2 yearsNovato, CA · Adviser representative · Firm CRD 25574
- Wamu Investments, Inc.– · 1 yearNovato, CA · Adviser representative · Firm CRD 599
Investment adviser representative registrations
Bradley Scott is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from March 2021; the most recent is Texas, in July 2026.
- CaliforniaSince 3 March 2021
- TexasResidentSince 14 July 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 26 January 2007 |
| Series 63 | Uniform Securities Agent State Law Examination | 22 December 1999 |
| Series 7 | General Securities Representative Examination | 2 November 1999 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Bradley James Scott
- CRD
- 4048587
- Firm
- AllPoint Financial Group · CRD 301028
- Role
- Managing Director
- Office
- 765 BAYWOOD DRIVE, SUITE 147, Petaluma, CA 94954
- Registration
- Investment adviser and broker registrations
- In the industry since
- November 1999
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Bradley Scott work?
Bradley Scott has been Managing Director of Allpoint Financial Group LLC since December 2020, and is a control person of the firm.
Is Bradley Scott a financial advisor?
Yes. Bradley Scott has a current investment-adviser registration in California and Texas, through AllPoint Financial Group since March 2021.
How many years of experience does Bradley Scott have?
Bradley Scott has 26 years in the financial industry, since November 1999, across 5 adviser firms.
What exams has Bradley Scott passed?
Bradley Scott has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in November 1999. FINRA credited Bradley Scott with the SIE, which began in October 2018.
Where did Bradley Scott work before AllPoint Financial Group?
Before AllPoint Financial Group, Bradley Scott was registered through LPL Financial LLC, April 2012 to October 2015; Chase Investment Services Corp., May 2009 to April 2012; Wamu Investments, Inc., June 2007 to May 2009.
Where is Bradley Scott based?
Bradley Scott’s registered office is in Petaluma, CA.
Is Bradley Scott registered with FINRA?
Yes. Bradley Scott has a current broker registration, under CRD 4048587.
Source: FINRA BrokerCheck
How can I verify Bradley Scott’s record?
Search CRD 4048587 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Bradley Scott’s full registration record.