Lorene Busse has been Director of Operations of AllPoint Financial Group since October 2021, is not listed as a control person, but directly owns between 10% and 25% of the firm.
Allpoint Financial Group LLC is a Petaluma, CA firm with $117M under management, 431 clients and 4 advisers across 5 offices, as of its June 2026 filing.
No adviser firm registrations are on Lorene Busse’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 23 March 2010 |
| Series 7 | General Securities Representative Examination | 28 April 2009 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Lorene Marie Busse
- CRD
- 5257243
- Firm
- AllPoint Financial Group · CRD 301028
- Role
- Director of Operations
- Registration
- Broker registration; no current adviser registration
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Lorene Busse work?
Lorene Busse has been Director of Operations of Allpoint Financial Group LLC since October 2021.
Does Lorene Busse have a current investment-adviser registration?
Lorene Busse has a current broker registration and no current investment-adviser registration.
What exams has Lorene Busse passed?
Lorene Busse has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in April 2009. FINRA credited Lorene Busse with the SIE, which began in October 2018.
Is Lorene Busse registered with FINRA?
Yes. Lorene Busse has a current broker registration, under CRD 5257243.
Source: FINRA BrokerCheck
How can I verify Lorene Busse’s record?
Search CRD 5257243 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Lorene Busse’s full registration record.