Ernest Renner has been Managing Director & Chief Compliance Officer of AllPoint Financial Group since December 2020, is a control person of the firm and directly owns between 25% and 50% of it.
Allpoint Financial Group LLC is a Petaluma, CA firm with $117M under management, 431 clients and 4 advisers across 5 offices, as of its June 2026 filing.
Ernest Renner’s longest registration is the current one, 14 years at LPL Financial LLC since 2012. Before joining AllPoint Financial Group in 2021, Ernest Renner was registered through SLR Financial and Chase Investment Services Corp.
- SLR Financial– · 10 yearsSanta Rosa, CA · Adviser representative · Firm CRD 167652
- LPL Financial LLCAlso current– present · 14 yearsSanta Rosa, CA · Adviser representative and broker · Firm CRD 6413
- Chase Investment Services Corp.– · 2 yearsSanta Rosa, CA · Adviser representative · Firm CRD 25574
- Wamu Investments, Inc.– · 1 yearCloverdale, CA · Adviser representative · Firm CRD 599
Investment adviser representative registrations
Ernest Renner is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from March 2021; the most recent is Texas, in July 2026.
- CaliforniaSince 3 March 2021
- TexasResidentSince 14 July 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 5 October 2012 |
| Series 65 | Uniform Investment Adviser Law Examination | 24 January 2007 |
| Series 63 | Uniform Securities Agent State Law Examination | 4 April 2003 |
| Series 7 | General Securities Representative Examination | 25 February 2003 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Ernest Darren Renner
- CRD
- 4634264
- Firm
- AllPoint Financial Group · CRD 301028
- Role
- Managing Director & Chief Compliance Officer
- Registration
- Investment adviser and broker registrations
- In the industry since
- February 2003
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Ernest Renner work?
Ernest Renner has been Managing Director & Chief Compliance Officer of Allpoint Financial Group LLC since December 2020, and is a control person of the firm.
Is Ernest Renner a financial advisor?
Yes. Ernest Renner has a current investment-adviser registration in California and Texas, through AllPoint Financial Group since March 2021.
How many years of experience does Ernest Renner have?
Ernest Renner has 23 years in the financial industry, since February 2003, across 5 adviser firms.
What exams has Ernest Renner passed?
Ernest Renner has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 24. The earliest, the Series 7, was passed in February 2003. FINRA credited Ernest Renner with the SIE, which began in October 2018.
Where did Ernest Renner work before AllPoint Financial Group?
Before AllPoint Financial Group, Ernest Renner was registered through Chase Investment Services Corp., May 2009 to April 2012; Wamu Investments, Inc., June 2007 to May 2009.
Is Ernest Renner registered with FINRA?
Yes. Ernest Renner has a current broker registration, under CRD 4634264.
Source: FINRA BrokerCheck
How can I verify Ernest Renner’s record?
Search CRD 4634264 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Ernest Renner’s full registration record.