Azelia Betancourt has been an investment adviser representative at Galliott Capital Advisors since April 2021, and is not listed among the firm’s executive officers or direct owners.
Galliott Capital Advisors, LLC is a Beverly Hills, CA firm with $249M under management, 113 clients and 2 advisers in one office, as of its March 2026 filing.
Azelia Betancourt’s longest registration is the current one, 5 years at Galliott Capital Advisors since 2021. Before joining Galliott Capital Advisors in 2021, Azelia Betancourt was registered through Insigneo Advisory Services, LLC and Morgan Stanley.
- – present · 5 yearsBeverly Hills, CA · Adviser representative · Firm CRD 313094
- Insigneo Advisory Services, LLC– · 1 yearBeverly Hills, CA · Adviser representative · Firm CRD 282589
- Morgan Stanley– · 4 yearsLos Angeles, CA · Adviser representative · Firm CRD 149777
- J.P. Morgan Securities LLC– · 1 yearLos Angeles, CA · Adviser representative · Firm CRD 79
Investment adviser representative registrations
Azelia Betancourt is registered as an investment adviser representative in California, since April 2021.
- CaliforniaSince 30 April 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 13 February 2015 |
| Series 7 | General Securities Representative Examination | 9 December 2014 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Azelia Aguilar Betancourt
- CRD
- 6406979
- Firm
- Galliott Capital Advisors · CRD 313094
- Office
- 9401 WILSHIRE BLVD., STE 705, Beverly Hills, CA 90212
- Registration
- Investment adviser registration
- In the industry since
- December 2014
- Disciplinary history
- Not yet shown here · SEC record
Where does Azelia Betancourt work?
Azelia Betancourt is an investment adviser representative registered through Galliott Capital Advisors, LLC since April 2021, and is not listed among the firm’s executive officers or direct owners.
Is Azelia Betancourt a financial advisor?
Yes. Azelia Betancourt has a current investment-adviser registration in California, through Galliott Capital Advisors since April 2021.
How many years of experience does Azelia Betancourt have?
Azelia Betancourt has 11 years in the financial industry, since December 2014, across 4 adviser firms.
What exams has Azelia Betancourt passed?
Azelia Betancourt has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in December 2014. FINRA credited Azelia Betancourt with the SIE, which began in October 2018.
Where did Azelia Betancourt work before Galliott Capital Advisors?
Before Galliott Capital Advisors, Azelia Betancourt was registered through Morgan Stanley, June 2016 to July 2020; J.P. Morgan Securities LLC, February 2015 to June 2016.
Where is Azelia Betancourt based?
Azelia Betancourt’s registered office is in Beverly Hills, CA.
Is Azelia Betancourt registered with FINRA?
No. Azelia Betancourt has no current broker registration.
How can I verify Azelia Betancourt’s record?
Search CRD 6406979 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Azelia Betancourt’s full registration record.