Antoine Souma has been Managing Partner of Galliott Capital Advisors since March 2020, is a control person of the firm and directly owns under 5% of it.
Galliott Capital Advisors, LLC is a Beverly Hills, CA firm with $249M under management, 113 clients and 2 advisers in one office, as of its March 2026 filing.
Antoine Souma’s longest registration was 7 years at UBS Financial Services Inc. (2001–2008). Before joining Galliott Capital Advisors in 2022, Antoine Souma was registered through Insigneo Advisory Services, LLC and Morgan Stanley.
- – present · 4 yearsBeverly Hills, CA · Adviser representative · Firm CRD 313094
- – · under a yearBeverly Hills, CA · Adviser representative · Firm CRD 313094
- Insigneo Advisory Services, LLC– · 1 yearBeverly Hills, CA · Adviser representative · Firm CRD 282589
- Morgan Stanley– · 4 yearsLos Angeles, CA · Adviser representative · Firm CRD 149777
- J.P. Morgan Securities LLC– · 5 yearsLos Angeles, CA · Adviser representative · Firm CRD 79
- Deutsche Bank Securities Inc.– · 2 yearsLos Angeles, CA · Adviser representative · Firm CRD 2525
- UBS Financial Services Inc.– · 7 yearsBeverly Hills, CA · Adviser representative · Firm CRD 8174
Investment adviser representative registrations
Antoine Souma is registered as an investment adviser representative in California, since February 2022.
- CaliforniaSince 22 February 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 23 January 2001 |
| Series 63 | Uniform Securities Agent State Law Examination | 11 October 2000 |
| Series 7 | General Securities Representative Examination | 18 August 2000 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Antoine Nabih Souma
- CRD
- 4210987
- Firm
- Galliott Capital Advisors · CRD 313094
- Role
- Managing Partner
- Office
- 9401 WILSHIRE BLVD., STE 705, Beverly Hills, CA 90212
- Registration
- Investment adviser registration
- In the industry since
- August 2000
- Disciplinary history
- Not yet shown here · SEC record
Where does Antoine Souma work?
Antoine Souma has been Managing Partner of Galliott Capital Advisors, LLC since March 2020, and is a control person of the firm.
Is Antoine Souma a financial advisor?
Yes. Antoine Souma has a current investment-adviser registration in California, through Galliott Capital Advisors since February 2022.
How many years of experience does Antoine Souma have?
Antoine Souma has 26 years in the financial industry, since August 2000, across 6 adviser firms.
What exams has Antoine Souma passed?
Antoine Souma has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in August 2000. FINRA credited Antoine Souma with the SIE, which began in October 2018.
Where did Antoine Souma work before Galliott Capital Advisors?
Before Galliott Capital Advisors, Antoine Souma was registered through Insigneo Advisory Services, LLC, July 2020 to December 2021; Morgan Stanley, June 2016 to July 2020; J.P. Morgan Securities LLC, July 2010 to June 2016; Deutsche Bank Securities Inc., March 2008 to August 2010; UBS Financial Services Inc., February 2001 to March 2008.
Where is Antoine Souma based?
Antoine Souma’s registered office is in Beverly Hills, CA.
Is Antoine Souma registered with FINRA?
No. Antoine Souma has no current broker registration.
How can I verify Antoine Souma’s record?
Search CRD 4210987 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Antoine Souma’s full registration record.