Ahsoo Ahn has been CAO of Galliott Capital Advisors since March 2020, is a control person of the firm and directly owns under 5% of it.
Galliott Capital Advisors, LLC is a Beverly Hills, CA firm with $249M under management, 113 clients and 2 advisers in one office, as of its March 2026 filing.
Ahsoo Ahn’s longest registration was 4 years at J.P. Morgan Securities LLC (2011–2016). Before joining Galliott Capital Advisors in 2023, Ahsoo Ahn was registered through Insigneo Advisory Services, LLC and Morgan Stanley.
- – present · 3 yearsBeverly Hills, CA · Adviser representative · Firm CRD 313094
- Insigneo Advisory Services, LLC– · under a yearMiami, FL · Adviser representative · Firm CRD 282589
- – · 1 yearBeverly Hills, CA · Adviser representative · Firm CRD 313094
- Insigneo Advisory Services, LLC– · 1 yearBeverly Hills, CA · Adviser representative · Firm CRD 282589
- Morgan Stanley– · 4 yearsLos Angeles, CA · Adviser representative · Firm CRD 149777
- J.P. Morgan Securities LLC– · 4 yearsLos Angeles, CA · Adviser representative · Firm CRD 79
- Deutsche Bank Securities Inc.– · 2 yearsLos Angeles, CA · Adviser representative · Firm CRD 2525
Investment adviser representative registrations
Ahsoo Ahn is registered as an investment adviser representative in California, since September 2023.
- CaliforniaSince 25 September 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 14 June 2008 |
| Series 7 | General Securities Representative Examination | 14 February 2008 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 5369193
- Firm
- Galliott Capital Advisors · CRD 313094
- Role
- CAO
- Office
- 9401 WILSHIRE BLVD., STE 705, Beverly Hills, CA 90212
- Registration
- Investment adviser registration
- In the industry since
- November 2008
- Disciplinary history
- Not yet shown here · SEC record
Where does Ahsoo Ahn work?
Ahsoo Ahn has been CAO of Galliott Capital Advisors, LLC since March 2020, and is a control person of the firm.
Is Ahsoo Ahn a financial advisor?
Yes. Ahsoo Ahn has a current investment-adviser registration in California, through Galliott Capital Advisors since September 2023.
How many years of experience does Ahsoo Ahn have?
Ahsoo Ahn has 17 years in the financial industry, since November 2008, across 5 adviser firms.
What exams has Ahsoo Ahn passed?
Ahsoo Ahn has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in February 2008. FINRA credited Ahsoo Ahn with the SIE, which began in October 2018.
Where did Ahsoo Ahn work before Galliott Capital Advisors?
Before Galliott Capital Advisors, Ahsoo Ahn was registered through Insigneo Advisory Services, LLC, August 2022 to January 2023; Insigneo Advisory Services, LLC, July 2020 to March 2022; Morgan Stanley, June 2016 to July 2020; J.P. Morgan Securities LLC, December 2011 to June 2016; Deutsche Bank Securities Inc., January 2009 to December 2011.
Where is Ahsoo Ahn based?
Ahsoo Ahn’s registered office is in Beverly Hills, CA.
Is Ahsoo Ahn registered with FINRA?
No. Ahsoo Ahn has no current broker registration.
How can I verify Ahsoo Ahn’s record?
Search CRD 5369193 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Ahsoo Ahn’s full registration record.