Zenia Delgado has been COO/ CCO of Galliott Capital Advisors since March 2024, is a control person of the firm and directly owns under 5% of it.
Galliott Capital Advisors, LLC is a Beverly Hills, CA firm with $249M under management, 113 clients and 2 advisers in one office, as of its March 2026 filing.
Zenia Delgado’s longest registration was 5 years at J.P. Morgan Securities LLC (2010–2016). Before joining Galliott Capital Advisors in 2024, Zenia Delgado was registered through Insigneo Advisory Services, LLC and Morgan Stanley.
- – present · 2 yearsBeverly Hills, CA · Adviser representative · Firm CRD 313094
- Insigneo Advisory Services, LLC– · 1 yearMiami, FL · Adviser representative · Firm CRD 282589
- – · 1 yearBeverly Hills, CA · Adviser representative · Firm CRD 313094
- Insigneo Advisory Services, LLC– · 1 yearBeverly Hills, CA · Adviser representative · Firm CRD 282589
- Morgan Stanley– · 4 yearsLos Angeles, CA · Adviser representative · Firm CRD 149777
- J.P. Morgan Securities LLC– · 5 yearsLos Angeles, CA · Adviser representative · Firm CRD 79
- Deutsche Bank Securities Inc.– · under a yearLos Angeles, CA · Adviser representative · Firm CRD 2525
Investment adviser representative registrations
Zenia Delgado is registered as an investment adviser representative in California, since September 2024.
- CaliforniaSince 16 September 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 7 July 2010 |
| Series 7 | General Securities Representative Examination | 19 May 2009 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Zenia Lisette Delgado
- CRD
- 5061089
- Firm
- Galliott Capital Advisors · CRD 313094
- Role
- COO/ CCO
- Office
- 9401 WILSHIRE BLVD., STE 705, Beverly Hills, CA 90212
- Registration
- Investment adviser registration
- In the industry since
- November 2009
- Disciplinary history
- Not yet shown here · SEC record
Where does Zenia Delgado work?
Zenia Delgado has been COO/ CCO of Galliott Capital Advisors, LLC since March 2024, and is a control person of the firm.
Is Zenia Delgado a financial advisor?
Yes. Zenia Delgado has a current investment-adviser registration in California, through Galliott Capital Advisors since September 2024.
How many years of experience does Zenia Delgado have?
Zenia Delgado has 16 years in the financial industry, since November 2009, across 5 adviser firms.
What exams has Zenia Delgado passed?
Zenia Delgado has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in May 2009. FINRA credited Zenia Delgado with the SIE, which began in October 2018.
Where did Zenia Delgado work before Galliott Capital Advisors?
Before Galliott Capital Advisors, Zenia Delgado was registered through Insigneo Advisory Services, LLC, August 2022 to March 2024; Insigneo Advisory Services, LLC, July 2020 to March 2022; Morgan Stanley, June 2016 to July 2020; J.P. Morgan Securities LLC, July 2010 to June 2016; Deutsche Bank Securities Inc., July 2010 to August 2010.
Where is Zenia Delgado based?
Zenia Delgado’s registered office is in Beverly Hills, CA.
Is Zenia Delgado registered with FINRA?
No. Zenia Delgado has no current broker registration.
How can I verify Zenia Delgado’s record?
Search CRD 5061089 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Zenia Delgado’s full registration record.