Anne Laube has been an investment adviser representative at Poehling Capital Management since July 2025, and is not listed among the firm’s executive officers or direct owners.
Poehling Capital Management, Inc. is a Madison, WI firm with $591M under management, 435 clients and 6 advisers across 2 offices, as of its February 2026 filing.
Anne Laube’s longest registration is the current one, 1 year at Poehling Capital Management since 2025. Before joining Poehling Capital Management in 2025, Anne Laube was registered through Fidelity Personal and Workplace Advisors.
- – present · 1 yearMadison, WI · Adviser representative · Firm CRD 131668
- Fidelity Personal and Workplace Advisors– · under a yearMiddleton, WI · Adviser representative · Firm CRD 288590
Investment adviser representative registrations
Anne Laube is registered as an investment adviser representative in Wisconsin, since July 2025.
- WisconsinSince 1 July 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 2 August 2023 |
| Series 63 | Uniform Securities Agent State Law Examination | 10 November 2021 |
| Series 7TO | General Securities Representative Examination | 12 July 2021 |
| SIE | Securities Industry Essentials Examination | 1 July 2020 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- CRD
- 7210715
- Firm
- Poehling Capital Management · CRD 131668
- Office
- 525 JUNCTION ROAD, SUITE 8900, Madison, WI 53717
- Registration
- Investment adviser registration
- In the industry since
- November 2022
- Disciplinary history
- Not yet shown here · SEC record
Where does Anne Laube work?
Anne Laube is an investment adviser representative registered through Poehling Capital Management, Inc. since July 2025, and is not listed among the firm’s executive officers or direct owners.
Is Anne Laube a financial advisor?
Yes. Anne Laube has a current investment-adviser registration in Wisconsin, through Poehling Capital Management since July 2025.
How many years of experience does Anne Laube have?
Anne Laube has 3 years in the financial industry, since November 2022, across 2 adviser firms.
What exams has Anne Laube passed?
Anne Laube has passed 4 licensing exams: the SIE, Series 7TO, Series 63 and Series 65. The earliest, the SIE, was passed in July 2020.
Where did Anne Laube work before Poehling Capital Management?
Before Poehling Capital Management, Anne Laube was registered through Fidelity Personal and Workplace Advisors, August 2023 to February 2024.
Where is Anne Laube based?
Anne Laube’s registered office is in Madison, WI.
Is Anne Laube registered with FINRA?
No. Anne Laube has no current broker registration.
How can I verify Anne Laube’s record?
Search CRD 7210715 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Anne Laube’s full registration record.
- Thomas PoehlingPresident, Secretary, Treasurer
- Patrick PoehlingVice President
- Gery SadzewiczChief Compliance Officer
- Frederick GenzDirector of Financial Plans