Thomas Poehling has been President, Secretary, Treasurer of Poehling Capital Management since May 2004, is a control person of the firm and directly owns 75% or more of it. Thomas Poehling studied Two undergraduate degrees (Finance at Investment & Banking. Thomas Poehling studied Marketing) at the University of Wisconsin - Madison School of Business.
Poehling Capital Management, Inc. is a Madison, WI firm with $591M under management, 435 clients and 6 advisers across 2 offices, as of its February 2026 filing.
Thomas R. Poehling is President and Chief Investment Officer of Poehling Capital Management, based in Madison, Wisconsin. He co-founded the firm in 2004. He engages in dialogue with members of the legal and tax professions to stay current on planning strategies for the firm's clients.
Thomas Poehling’s longest registration is the current one, 22 years at Poehling Capital Management since 2004. Before joining Poehling Capital Management in 2004, Thomas Poehling was registered through Midwest Professional Planners, LTD.
- – present · 22 yearsMadison, WI · Adviser representative · Firm CRD 131668
- Midwest Professional Planners, LTD.– · 1 yearMadison, WI · Adviser representative · Firm CRD 112995
Investment adviser representative registrations
Thomas Poehling is registered as an investment adviser representative in Wisconsin, since June 2004.
- WisconsinSince 11 June 2004
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 22 December 1998 |
| Series 7 | General Securities Representative Examination | 22 September 1995 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 20 June 1990 |
| Series 63 | Uniform Securities Agent State Law Examination | 3 May 1990 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Thomas Ronald Poehling
- CRD
- 2049205
- Firm
- Poehling Capital Management · CRD 131668
- Role
- President, Secretary, Treasurer
- Office
- 525 JUNCTION ROAD, SUITE 8700, Madison, WI 53717
- Registration
- Investment adviser registration
- In the industry since
- October 2002
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- poehlingcapital.com
Where does Thomas Poehling work?
Thomas Poehling has been President, Secretary, Treasurer of Poehling Capital Management, Inc. since May 2004, and is a control person of the firm.
Is Thomas Poehling a financial advisor?
Yes. Thomas Poehling has a current investment-adviser registration in Wisconsin, through Poehling Capital Management since June 2004.
How many years of experience does Thomas Poehling have?
Thomas Poehling has 24 years in the financial industry, since October 2002, across 2 adviser firms.
What exams has Thomas Poehling passed?
Thomas Poehling has passed 4 licensing exams: the Series 63, Series 6, Series 7 and Series 65. The earliest, the Series 63, was passed in May 1990.
Where is Thomas Poehling based?
Thomas Poehling’s registered office is in Madison, WI.
Is Thomas Poehling registered with FINRA?
No. Thomas Poehling has no current broker registration.
How can I verify Thomas Poehling’s record?
Search CRD 2049205 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Thomas Poehling’s full registration record.
- Patrick PoehlingVice President
- Gery SadzewiczChief Compliance Officer
- Frederick GenzDirector of Financial Plans