Patrick Poehling has been Vice President of Poehling Capital Management since May 2004, is a control person of the firm and directly owns between 10% and 25% of it.
Poehling Capital Management, Inc. is a Madison, WI firm with $591M under management, 435 clients and 6 advisers across 2 offices, as of its February 2026 filing.
- – present · 22 yearsMadison, WI · Adviser representative · Firm CRD 131668
Investment adviser representative registrations
Patrick Poehling is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from June 2004; the most recent is Texas, in September 2023.
- TexasResidentSince 6 September 2023
- WisconsinSince 14 June 2004
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 2 January 2001 |
| Series 7 | General Securities Representative Examination | 29 November 2000 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Patrick William Poehling
- CRD
- 4292865
- Firm
- Poehling Capital Management · CRD 131668
- Role
- Vice President
- Office
- 525 JUNCTION ROAD, SUITE 8700, Madison, WI 53717
- Registration
- Investment adviser registration
- In the industry since
- June 2004
- Disciplinary history
- Not yet shown here · SEC record
Where does Patrick Poehling work?
Patrick Poehling has been Vice President of Poehling Capital Management, Inc. since May 2004, and is a control person of the firm.
Is Patrick Poehling a financial advisor?
Yes. Patrick Poehling has a current investment-adviser registration in Texas and Wisconsin, through Poehling Capital Management since June 2004.
How many years of experience does Patrick Poehling have?
Patrick Poehling has 22 years in the financial industry, since June 2004, across 1 adviser firm.
What exams has Patrick Poehling passed?
Patrick Poehling has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in November 2000.
Where is Patrick Poehling based?
Patrick Poehling’s registered office is in Madison, WI.
Is Patrick Poehling registered with FINRA?
No. Patrick Poehling has no current broker registration.
How can I verify Patrick Poehling’s record?
Search CRD 4292865 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Patrick Poehling’s full registration record.
- Thomas PoehlingPresident, Secretary, Treasurer
- Gery SadzewiczChief Compliance Officer
- Frederick GenzDirector of Financial Plans