Frederick Genz has been Director of Financial Plans of Poehling Capital Management since January 2020, is a control person of the firm and directly owns between 5% and 10% of it. Frederick Genz holds a Bachelor of Science in Construction Management from the University of Wisconsin - Stout and a Master of Business Administration from Viterbo University.
Poehling Capital Management, Inc. is a Madison, WI firm with $591M under management, 435 clients and 6 advisers across 2 offices, as of its February 2026 filing.
Benjamin Genz is Director of Financial Planning of Poehling Capital Management. He is focused on serving the firm's clients so that they have a solid financial foundation in place. Before joining the firm he worked in the construction industry as a project manager and as a retirement plan counselor.
- – present · 11 yearsLa Crosse, WI · Adviser representative · Firm CRD 131668
Professional designations
Listed by Poehling Capital Management
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Frederick Genz is registered as an investment adviser representative in Wisconsin, since April 2015.
- WisconsinSince 17 April 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 17 April 2015 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 29 December 2009 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 19 November 2009 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Frederick Benjamin Genz
- CRD
- 5729629
- Firm
- Poehling Capital Management · CRD 131668
- Role
- Director of Financial Plans
- Office
- 605 4TH STREET S, La Crosse, WI 54601
- Registration
- Investment adviser registration
- In the industry since
- April 2015
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- poehlingcapital.com
Where does Frederick Genz work?
Frederick Genz has been Director of Financial Plans of Poehling Capital Management, Inc. since January 2020, and is a control person of the firm.
Is Frederick Genz a financial advisor?
Yes. Frederick Genz has a current investment-adviser registration in Wisconsin, through Poehling Capital Management since April 2015.
How many years of experience does Frederick Genz have?
Frederick Genz has 11 years in the financial industry, since April 2015, across 1 adviser firm.
What exams has Frederick Genz passed?
Frederick Genz has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in November 2009. FINRA credited Frederick Genz with the SIE, which began in October 2018.
Where is Frederick Genz based?
Frederick Genz’s registered office is in La Crosse, WI.
Is Frederick Genz registered with FINRA?
No. Frederick Genz has no current broker registration.
Is Frederick Genz a CFP?
Poehling Capital Management lists Frederick Genz with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Frederick Genz’s record?
Search CRD 5729629 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Frederick Genz’s full registration record.
- Thomas PoehlingPresident, Secretary, Treasurer
- Patrick PoehlingVice President
- Gery SadzewiczChief Compliance Officer