Top 10 financial advisor firms in Wyoming

14 SEC-registered financial advisor firms are headquartered in Wyoming, with $6.04B in combined regulatory assets under management. The largest by assets are Golden State Wealth Management ($2.22B), Integrity Financial ($868M) and Harfst and Associates ($783M).

14
Financial advisor firms: $6.04B
Their combined AUM: $201M
Median firm AUM: 7,599
Clients of the top 10

The 10 largest by assets

1
Golden State Wealth Management
RIA
$2.22B
Regulatory AUM
2
Integrity Financial
RIA
$868M
0.75% to 1.50% a year
3
Harfst and Associates
RIA
$783M
0.40% to 1.25% a year
4
Income Focus Portfolio Management
RIA
$362M
0.36% to 0.36% a year
5
Elevate Wealth Management
RIA
$320M
Up to 2.00% a year
6
Traction Financial Partners
RIA
$288M
Regulatory AUM
7
Pinnacle West Asset Management
RIA
$246M
Regulatory AUM
8
Gervais Capital Management
RIA
$156M
Regulatory AUM
9
Fiduciary Capital Management
RIA
$150M
Regulatory AUM
10
Markle Financial
RIA
$141M
Regulatory AUM

Profiles of the top 10

No. 1 · RIA

Golden State Wealth Management

Golden State Wealth Management is an investment adviser based in Powell, WY, registered with the SEC since 2016. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $2.22 billion, as filed on 4 August 2026.

Regulatory AUM: $2.22B
Clients: 4,192
Advisory staff: 45
Custodians: LPL Financial
Headquarters: 254 E 2nd Street, Suite 2, Powell, WY 82435
Phone: 866-273-1563
Website: teamgoldenstate.com

No. 2 · RIA

Integrity Financial

Integrity Financial is an investment adviser based in Jackson, WY, registered with the SEC since 2016. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $868 million, as filed on 27 March 2026.

Integrity Financial charges 0.75%–1.50% a year for its Individually, Separately Managed Accounts.

Regulatory AUM: $868M
Clients: 1,450
Fee schedule: 0.75% to 1.50% a year
Custodians: Charles Schwab
Headquarters: 680 S. Cache St., Suite 100 - 7403, Jackson, WY 83001
Phone: 800-794-4015
Website: integrity.financial

No. 3 · RIA

Harfst and Associates

Harfst and Associates is an investment adviser based in Sheridan, WY, registered with the SEC since 2010. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $783 million, as filed on 25 March 2026.

Harfst and Associates charges 0.40%–1.25% a year for its Wealth Management Services.

Regulatory AUM: $783M
Clients: 539
Advisory staff: 2
Fee schedule: 0.40% to 1.25% a year
Custodians: Raymond James, Charles Schwab
Headquarters: 1949 Sugarland Drive, #220, Sheridan, WY 82801
Phone: 307-218-5667
Website: harfstandassociates.com

No. 4 · RIA

Income Focus Portfolio Management

Income Focus Portfolio Management is an investment adviser based in Jackson, WY, registered with the SEC since 2012. It provides investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $362 million, as filed on 12 February 2026.

Income Focus Portfolio Management charges 0.36% a year for its Managed Portfolios.

Regulatory AUM: $362M
Clients: 306
Advisory staff: 3
Founded: 2012
Fee schedule: 0.36% to 0.36% a year
Custodians: Charles Schwab, Fidelity
Headquarters: 1110 Maple Way, Jackson, WY 83001
Phone: 307-733-5100
Website: incomefocus.com

No. 5 · RIA

Elevate Wealth Management

Elevate Wealth Management is an investment adviser based in Sheridan, WY, registered with the SEC since 2025. It provides financial planning and investment management. Its clients include charitable organizations, high-net-worth individuals and individual clients. Its regulatory assets under management total $320 million, as filed on 14 May 2026.

Elevate Wealth Management charges up to 2.00% a year for its Investment management.

Regulatory AUM: $320M
Clients: 291
Advisory staff: 3
Fee schedule: Up to 2.00% a year
Custodians: Fidelity
Headquarters: 50 E Loucks, Suite 125, Sheridan, WY 82801
Phone: 307-461-5550
Website: elevateasset.com

No. 6 · RIA

Traction Financial Partners

Traction Financial Partners is an investment adviser based in Encampment, WY, registered with the SEC since 2021. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $288 million, as filed on 22 July 2026.

Regulatory AUM: $288M
Clients: 338
Advisory staff: 6
Custodians: LPL Financial
Headquarters: 168 County Road 648, Encampment, WY 82325-1028
Phone: 307-672-9738
Website: tractionfp.us

No. 7 · RIA

Pinnacle West Asset Management

Pinnacle West Asset Management is an investment adviser based in Casper, WY, registered with the SEC since 1991. It provides investment management. Its clients include high-net-worth individuals, corporations and other businesses, and individual clients. Its regulatory assets under management total $246 million, as filed on 1 April 2026.

Regulatory AUM: $246M
Clients: 98
Advisory staff: 3
Founded: 1988
Custodians: Charles Schwab
Headquarters: 152 N. Durbin Street, Suite 400, Casper, WY 82601
Phone: 307-235-3300

No. 8 · RIA

Gervais Capital Management

Gervais Capital Management is an investment adviser based in Wilson, WY, registered with the SEC since 2024. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and other clients. Its regulatory assets under management total $156 million, as filed on 24 June 2026.

Regulatory AUM: $156M
Clients: 46
Advisory staff: 1
Custodians: Charles Schwab
Headquarters: 3485 North Pines Way, Suite 105, Wilson, WY 83014
Phone: 914-433-5223
Website: gervaiscapital.com

No. 9 · RIA

Fiduciary Capital Management

Fiduciary Capital Management is an investment adviser based in Cheyenne, WY, registered with the SEC since 2026. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $150 million, as filed on 5 September 2026.

Regulatory AUM: $150M
Clients: 74
Advisory staff: 10
Headquarters: 1621 Central Ave, Cheyenne, WY 82001
Phone: 503-515-1313
Website: fiduciarycm.com

No. 10 · RIA

Markle Financial

Markle Financial is an investment adviser based in Laramie, WY, registered with the SEC since 2019. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $141 million, as filed on 23 June 2026.

Regulatory AUM: $141M
Clients: 265
Advisory staff: 5
Custodians: SEI Investments Distribution
Headquarters: 506 S. 21st. St. Suite 101, Laramie, WY 82070
Phone: 307-721-1725
Website: marklefinancial.com

Questions about financial advisors in Wyoming

How many financial advisor firms are headquartered in Wyoming?

14 SEC-registered financial advisor firms report their principal office in Wyoming, managing $6.04B in regulatory assets between them. The other 8 advisers headquartered in the state are broker-dealers, other kinds of wealth firm, or fund and institutional managers.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Wyoming?

Golden State Wealth Management, with $2.22B in regulatory assets under management on its latest Form ADV. The next largest are Integrity Financial ($868M) and Harfst and Associates ($783M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Wyoming?

The median firm manages $201M in regulatory assets. That is the midpoint of the 14 firms headquartered in Wyoming.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in Wyoming charge?

Of the 10 largest firms, 4 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 0.36% to 2.00% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in Wyoming?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the state and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters state.

Source: Niva directory methodology

Wyoming has 14 financial advisor firms; see every adviser in the state →

Top financial advisor firms by city in Wyoming

Sheridan3