Golden State Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers. Financial planning was provided to 51–100 clients last fiscal year.
Golden State Wealth Management reports 4,192 clients. They include 2,464 individual clients, 1,655 high-net-worth individuals, and 33 pension and profit-sharing plans. Of its assets, 100.0% ($2.22B across 7,029 accounts) are managed with discretion. A wrap fee program the firm both sponsors and manages holds $1.2B.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 59% | 22% |
| High-net-worth individuals | 39% | 76% |
| Pension and profit-sharing plans | <1% | 1% |
| Charitable organizations | <1% | <1% |
| Corporations and other businesses | <1% | 1% |
| Other client typesOther | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 2,464 | $477M | 21.5% | $194K |
| High-net-worth individuals | 1,655 | $1.67B | 75.6% | $1.01M |
| Pension and profit-sharing plans | 33 | $25.8M | 1.2% | $782K |
| Charitable organizations | 10 | $9.8M | 0.4% | $980K |
| Corporations and other businesses | 29 | $27.8M | 1.3% | $958K |
| Other | Fewer than 5 | $488K | 0.0% | $488K |
| Total | 4,192 | $2.22B | 100% | — |
- Clients
- 2,464
- Regulatory AUM
- $477M
- AUM share
- 21.5%
- Avg. per client
- $194K
- Clients
- 1,655
- Regulatory AUM
- $1.67B
- AUM share
- 75.6%
- Avg. per client
- $1.01M
- Clients
- 33
- Regulatory AUM
- $25.8M
- AUM share
- 1.2%
- Avg. per client
- $782K
- Clients
- 10
- Regulatory AUM
- $9.8M
- AUM share
- 0.4%
- Avg. per client
- $980K
- Clients
- 29
- Regulatory AUM
- $27.8M
- AUM share
- 1.3%
- Avg. per client
- $958K
- Clients
- Fewer than 5
- Regulatory AUM
- $488K
- AUM share
- 0.0%
- Avg. per client
- $488K
Total
- Clients
- 4,192
- Regulatory AUM
- $2.22B
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 51–100
Golden State Wealth Management is paid through a percentage of assets under management and other compensation. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning & Consulting
- Hourly fees are up to $350 and flat fees range from $1,500 to $10,000, with a retainer of 50% of the estimated fee at signing.
Daniel Catone owns 25% to 50% of Golden State Wealth Management. The leadership team of Golden State Wealth Management includes Chief Compliance Officer Patrick Catone. It has 45 employees.
Leadership
- Patrick CatoneManaging Member & Chief Compliance Officer
- Daniel CatoneManaging Member
- John NahasManaging Member
Investment adviser representatives
47 representatives listed in the SEC register as of 9 October 2026.
- Linda Ann Anschultz
- Matthew Blair Auchard
- Daniel Robert Catone
- Matthew Thomas Catone
- Johnny Alfonso Ceballos
- Jay Duane Champlain
- Thomas Chiaromonte
- Sandra Young Mee Cho
- Ashley Elizabeth Curiel
- Job Alexander Eagleson
- Brett Elliott
- Kyle Andrew Emerson
- Travis Fago
- Kyle Fairall
- Bradley L Fallon
- Andrew Carl Fiscina
- James David Goetz
- Curtis William Howard
- Blake Connor Isaeff
- Patrick Michael Jeffs-Catone
- Fredric Hunter Jurmu
- Reesuk Isaac Kim
- David Andrew Bruce King
- Kreat Antony Lewis
- Gabriella Ingrid Lundqvist
- Keith Christopher Martel
- Zachary Adam Miller
- Robert Alan Mills
- Matthew Hui Paul Montefusco
- Alexandre Murphy
- John Emile Nahas
- David M Ogden
- Robert Alan Ogden
- Justin Robert Peek
- Earl Bernard Rideau
- Michael Anthony Rohling
- Robert Ben Schulte
- Scott Keith Smith
- Katherine Kerr Stellar
- Kathleen Sunshine Kim Stephens
- Edward A Suero
- Matthew Edward Swanson
- Paul Tokar
- Conrad D Travassos
- Mario Orlando Vasquez JR
- Jordan Williams
- John Jacob Zezini
Staff
- 45 employees
- 45 in advisory functions
- 45 state-registered reps
- 45 broker-dealer reps
- 40 insurance agents
- Owns 25% to 50% of Golden State Wealth Management, LLC
Daniel Catone
Control person · since May 2013
- Owns 25% to 50% of Golden State Wealth Management, LLC
Patrick Catone
Control person · since May 2013
- Owns 25% to 50% of Golden State Wealth Management, LLC
John Nahas
Control person · since January 2016
Golden State Wealth Management’s regulatory assets grew 2.0× from $1.08B (April 2021) to $2.22B (August 2026); clients rose from 2,789 to 4,192 and employees fell from 59 to 45.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| August 2026 | $2.22B | 4,192 | 45 | 27 |
| May 2025 | $1.84B | 3,888 | 47 | 35 |
| June 2024 | $1.69B | 3,725 | 53 | 35 |
| June 2023 | $1.42B | 3,486 | 79 | 35 |
| June 2022 | $1.55B | 3,160 | 74 | 35 |
| April 2021 | $1.08B | 2,789 | 59 | 35 |
Besides its headquarters, Golden State Wealth Management has 26 offices (8 private residences, listed without an address), with 23 listed addresses across 7 states.
California · 16 listed addresses
- 301 Arizona Avenue, Santa Monica
- 16130 Ventura Boulevard, Encino
- 411 East Betteravia RD, Santa Maria
- 384 Forest Ave, Laguna Beach
- 1756 Gascony Road, Encinitas
- 5029 La Mart Drive, Riverside
- 1110 Civic Center Boulevard, Yuba City
- 5134 Boda Place, Woodland Hills
- 7750 El Camino Real, Carlsbad
- 319 North Main Street, Fort Bragg
- 5743 Corsa Avenue, Westlake Village
- 730 Crystal Lake Way, Lakeport
- 165 Lynd Way, Dixon
- 6310 Greenwich DR, San Diego
- 1219 Coombs Street, Napa
- 4944 Windplay Drive, El Dorado Hills
Montana · 2 listed addresses
- 945 Wyoming St, Ste 150, Missoula
- 104 Jewel Basin CT, Ste 2, Bigfork
Arizona · 1 listed address
- 2162 E. Williams Field RD, Gilbert
Colorado · 1 listed address
- 2777 Crossroads BLVD, Grand Junction
Nevada · 1 listed address
- 200 S. Virginia St, Ste 800, Reno
Texas · 1 listed address
- 2500 E TC Jester Boulevard, Houston
Wyoming · 1 listed address
- 254 E 2nd Street, Suite 2, PowellHQ
Other business names
Golden State Wealth Management has reported 25 other business names to the SEC.
- Arimathea
- Bur Oak Wealth Management
- By the Sea Wealth Management
- Champlain Wealth Advisors
- Companion Wealth Management
- Cornerstone Financial
- Crossroads Wealth Advisors
- Curt Howard Wealth Management and Insurance Solutions
- Envision Wealth Strategies
- Fago Wealth Management
- GSWM
- Golden State
Show all 25 names
- Granite Bay Wealth Management
- Isaac Kim Wealth Management
- Laguna Point Wealth Advisors
- Miller Wealth Management
- Ogden Wealth Management
- Ogden Wealth Management & Planning Services
- Peek Wealth
- Pointwealth Capital Management
- Renaissance Wealth Management
- Rohling Wealth Management
- Solaris Wealth Mangement
- Stellar Wealth Advisors
- Westlake Investment Advisors
Contact and registration details
- Legal name
- Golden State Wealth Management, LLC
- Headquarters
- 254 E 2nd Street, Suite 2, Powell, WY 82435
- Website
- teamgoldenstate.com
- Phone
- 866-273-1563
- @golden-state-wealth-management
- SEC file
- 801-107445
- Structure
- California LLC
- Fiscal year end
- December
Golden State Wealth Management uses LPL Financial ($2.13B) as custodian for its separately managed accounts. Golden State Wealth Management does not have custody of client assets.
- LPL FinancialLPL Financial LLC · Fort Mill, SC · $2.13B100%
At year end, Golden State Wealth Management’s separately managed accounts were mostly in funds (74%) and stocks (15%).
What the accounts hold
- Stocks15%
- Funds74%
- Bonds5%
- High-yield corporate bonds4%
- U.S. government and agency bonds1%
- Cash4%
- Other2%
- Reits, variable annuities, other misc securities2%
How many clients does Golden State Wealth Management have?
Golden State Wealth Management has 4,192 clients and manages $2.22 billion for them, as of August 2026. They include 2,464 individual clients, 1,655 high-net-worth individuals, and 33 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 4 August 2026
What services does Golden State Wealth Management offer?
Golden State Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Golden State Wealth Management use?
Golden State Wealth Management’s separately managed account assets are held at LPL Financial LLC (Fort Mill, SC), with $2.13B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 4 August 2026
How many financial advisors does Golden State Wealth Management have?
Golden State Wealth Management has 45 investment adviser representatives registered with state securities authorities, out of 45 employees, and 45 perform investment advisory functions. 45 employees are registered representatives of a broker-dealer and 40 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Golden State Wealth Management invest in?
At the end of its last fiscal year, Golden State Wealth Management’s separately managed accounts held 74% registered funds (mutual funds, ETFs, BDCs), 15% exchange-traded equities, 4% high-yield corporate bonds, 4% cash and equivalents, 2% other and 1% U.S. government and agency bonds. The 2% other category is described as: Reits, Variable Annuities, Other Misc Securities.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Golden State Wealth Management?
Golden State Wealth Management’s direct owners are Daniel Catone, Patrick Catone and John Nahas, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 4 August 2026
How does Golden State Wealth Management get paid?
Golden State Wealth Management is paid through a percentage of assets under management and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Golden State Wealth Management registered with the SEC?
Yes, Golden State Wealth Management has been registered with the SEC as an investment adviser since 21 March 2016. Its CRD number is 167995 and its SEC file number is 801-107445.
Source: Form ADV Part 1A, Item 1, filed 4 August 2026; IAPD firm record
How do I contact Golden State Wealth Management?
Golden State Wealth Management’s main office is at 254 E 2nd Street, Suite 2, Powell, WY 82435. Its phone number is 866-273-1563. Its website is teamgoldenstate.com.