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They include 2,464 individual clients, 1,655 high-net-worth individuals, and 33 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 4 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Golden State Wealth Management offer?","answer":"Golden State Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Golden State Wealth Management use?","answer":"Golden State Wealth Management’s separately managed account assets are held at LPL Financial LLC (Fort Mill, SC), with $2.13B. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 4 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Golden State Wealth Management have?","answer":"Golden State Wealth Management has 45 investment adviser representatives registered with state securities authorities, out of 45 employees, and 45 perform investment advisory functions. 45 employees are registered representatives of a broker-dealer and 40 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Golden State Wealth Management invest in?","answer":"At the end of its last fiscal year, Golden State Wealth Management’s separately managed accounts held 74% registered funds (mutual funds, ETFs, BDCs), 15% exchange-traded equities, 4% high-yield corporate bonds, 4% cash and equivalents, 2% other and 1% U.S. government and agency bonds. The 2% other category is described as: Reits, Variable Annuities, Other Misc Securities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Golden State Wealth Management?","answer":"Golden State Wealth Management’s direct owners are Daniel Catone, Patrick Catone and John Nahas, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 4 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Golden State Wealth Management get paid?","answer":"Golden State Wealth Management is paid through a percentage of assets under management and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Golden State Wealth Management registered with the SEC?","answer":"Yes, Golden State Wealth Management has been registered with the SEC as an investment adviser since 21 March 2016. Its CRD number is 167995 and its SEC file number is 801-107445.","source":"Form ADV Part 1A, Item 1, filed 4 August 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Golden State Wealth Management?","answer":"Golden State Wealth Management’s main office is at 254 E 2nd Street, Suite 2, Powell, WY 82435. Its phone number is 866-273-1563. Its website is teamgoldenstate.com.","source":"Form ADV Part 1A, Item 1.F, filed 4 August 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}