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Top 3 financial advisor firms in Midlothian

3 SEC-registered financial advisor firms are headquartered in Midlothian, VA, with $929M in combined regulatory assets under management. The largest by assets are Colonial River Investments ($464M), James River Asset Management ($274M) and Bowen Financial Services ($191M).

3
Financial advisor firms
$929M
Their combined AUM
$274M
Median firm AUM
2,285
Clients of the top 3

The 3 largest by assets

  1. 1
    Colonial River Investments

    RIA

    $464M

  2. 2
    James River Asset Management

    RIA

    $274M

  3. 3
    Bowen Financial Services

    RIA

    $191M

Profiles of the top 3

No. 1 · RIA

Colonial River Investments

Colonial River Investments is an investment adviser based in Midlothian, VA, registered with the SEC since 2018. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $464 million, as filed on 31 March 2026.

Regulatory AUM
$464M
Clients
1,798
Advisory staff
8
Custodians
LPL Financial
Headquarters
340 Browns Hill Court, Midlothian, VA 23114
Phone
804-335-1200
Website
colonialriver.com

No. 2 · RIA

James River Asset Management

James River Asset Management is an investment adviser based in Midlothian, VA, registered with the SEC since 2018. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $274 million, as filed on 5 August 2026.

Regulatory AUM
$274M
Clients
420
Advisory staff
5
Custodians
Charles Schwab
Headquarters
15521 Midlothian TNPK., Suite 100, Midlothian, VA 23113
Phone
804-323-0517
Website
jamesriverwealth.com

No. 3 · RIA

Bowen Financial Services

Bowen Financial Services is an investment adviser based in Midlothian, VA, registered with the SEC since 2022. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $191 million, as filed on 30 March 2026.

Bowen Financial Services charges 0.25%–1.00% a year for its Financial planning and investment supervisory services.

Regulatory AUM
$191M
Clients
67
Advisory staff
3
Fee schedule
0.25% to 1.00% a year
Custodians
Charles Schwab
Headquarters
2840 Polo Pkwy, Midlothian, VA 23113
Phone
804-897-2850
Website
bowenfinancial.com

Questions about financial advisors in Midlothian

How many financial advisor firms are headquartered in Midlothian?

3 SEC-registered financial advisor firms report their principal office in Midlothian, VA, managing $929M in regulatory assets between them.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Midlothian?

Colonial River Investments, with $464M in regulatory assets under management on its latest Form ADV. The next largest are James River Asset Management ($274M) and Bowen Financial Services ($191M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Midlothian?

The median firm manages $274M in regulatory assets. That is the midpoint of the 3 firms headquartered in Midlothian.

Source: Form ADV Part 1A, Item 5.F

How can I check a financial advisor's record in Midlothian?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

Midlothian has 3 financial advisor firms; see every adviser in the city →

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