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Top 3 financial advisor firms in Greenville

3 SEC-registered financial advisor firms are headquartered in Greenville, NC, with $1.42B in combined regulatory assets under management. The largest by assets are Carolina Wealth Management ($798M), H. L. Ormond & Company ($401M) and Crossgen Wealth ($223M).

3
Financial advisor firms
$1.42B
Their combined AUM
$401M
Median firm AUM
1,078
Clients of the top 3

The 3 largest by assets

  1. 1
    Carolina Wealth Management

    RIA

    $798M

  2. 2
    H. L. Ormond & Company

    RIA

    $401M

  3. 3
    Crossgen Wealth

    RIA

    $223M

Profiles of the top 3

No. 1 · RIA

Carolina Wealth Management

Carolina Wealth Management is an investment adviser based in Greenville, NC, registered with the SEC since 2004. It provides financial planning and investment management. Its clients include high-net-worth individuals, pension and profit-sharing plans, and individual clients. Its regulatory assets under management total $798 million, as filed on 27 April 2026.

Carolina Wealth Management charges 0.50%–1.00% for its Investment Management Services. The brochure does not state whether the rate is annual.

Regulatory AUM
$798M
Clients
646
Advisory staff
8
Fee schedule
0.50% to 1.00%
Custodians
Charles Schwab
Headquarters
1706-A East Arlington BLVD., Greenville, NC 27858
Phone
252-439-1344
Website
mycarolinawealth.com

No. 2 · RIA

H. L. Ormond & Company

H. L. Ormond & Company is an investment adviser based in Greenville, NC, registered with the SEC since 2021. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $401 million, as filed on 1 May 2026.

Regulatory AUM
$401M
Clients
282
Advisory staff
4
Founded
2010
Custodians
Raymond James
Headquarters
1001 Conference Drive, Suite A, Greenville, NC 27858
Phone
252-756-4010
Website
hlormond.com

No. 3 · RIA

Crossgen Wealth

Crossgen Wealth is an investment adviser based in Greenville, NC, registered with the SEC since 2025. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $223 million, as filed on 1 October 2026.

Regulatory AUM
$223M
Clients
150
Advisory staff
3
Custodians
Raymond James
Headquarters
905 A Conference Drive, Greenville, NC 27858
Phone
252-262-7301

Questions about financial advisors in Greenville

How many financial advisor firms are headquartered in Greenville?

3 SEC-registered financial advisor firms report their principal office in Greenville, NC, managing $1.42B in regulatory assets between them.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Greenville?

Carolina Wealth Management, with $798M in regulatory assets under management on its latest Form ADV. The next largest are H. L. Ormond & Company ($401M) and Crossgen Wealth ($223M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Greenville?

The median firm manages $401M in regulatory assets. That is the midpoint of the 3 firms headquartered in Greenville.

Source: Form ADV Part 1A, Item 5.F

How can I check a financial advisor's record in Greenville?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

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