Top 5 financial advisor firms in Henderson

5 SEC-registered financial advisor firms are headquartered in Henderson, NV, with $1.19B in combined regulatory assets under management. The largest by assets are Capstone Capital ($408M), Cassady Wealth & Retirement Planning ($292M) and Diazo ($222M).

5
Financial advisor firms: $1.19B
Their combined AUM: $222M
Median firm AUM: 1,269
Clients of the top 5

The 5 largest by assets

1
Capstone Capital
RIA
$408M
0.50% to 1.00% a year
2
Cassady Wealth & Retirement Planning
RIA
$292M
Regulatory AUM
3
Diazo
RIA
$222M
0.90% to 1.40% a year
4
Curtis Wealth Management
RIA
$149M
0.50% to 1.10% a year
5
RJJ Pasadena Securities
RIA
$115M
1.50% to 2.50% a year

Profiles of the top 5

No. 1 · RIA

Capstone Capital

Capstone Capital is an investment adviser based in Henderson, NV, registered with the SEC since 2016. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and banking or thrift institutions. Its regulatory assets under management total $408 million, as filed on 7 July 2026.

Capstone Capital charges 0.50%–1.00% a year for its Investment Management Fees.

Regulatory AUM: $408M
Clients: 200
Advisory staff: 3
Founded: 2002
Fee schedule: 0.50% to 1.00% a year
Minimum account: $1,000,000
Custodians: Charles Schwab
Headquarters: 2600 Paseo Verde Parkway, Ste. 150, Henderson, NV 89074-7167
Phone: 702-433-7588
Website: capstonecap.com

No. 2 · RIA

Cassady Wealth & Retirement Planning

Cassady Wealth & Retirement Planning is an investment adviser based in Henderson, NV, registered with the SEC since 2024. It provides financial planning and investment management. Its clients include individual clients and high-net-worth individuals. Its regulatory assets under management total $292 million, as filed on 10 July 2026.

Regulatory AUM: $292M
Clients: 455
Advisory staff: 5
Custodians: SEI Private Trust, Charles Schwab
Headquarters: 2400 W Horizon Ridge Pkwy, Henderson, NV 89052
Phone: 702-650-4480
Website: cassadywealth.com

No. 3 · RIA

Diazo

Diazo is an investment adviser based in Henderson, NV, registered with the SEC since 2023. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $222 million, as filed on 31 March 2026.

Diazo charges 0.90%–1.40% a year for its Portfolio Management Fees.

Regulatory AUM: $222M
Clients: 339
Advisory staff: 4
Fee schedule: 0.90% to 1.40% a year
Custodians: Charles Schwab
Headquarters: 2534 Anthem Village DR, Suite 100, Henderson, NV 89052
Phone: 702-745-1800
Website: diazo.com

No. 4 · RIA

Curtis Wealth Management

Curtis Wealth Management is an investment adviser based in Henderson, NV, registered with the SEC since 2024. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $149 million, as filed on 23 March 2026.

Curtis Wealth Management charges 0.50%–1.10% a year for its Investment Management.

Regulatory AUM: $149M
Clients: 105
Advisory staff: 2
Fee schedule: 0.50% to 1.10% a year
Minimum account: $500,000
Custodians: Fidelity
Headquarters: 170 S. Green Valley Parkway, Suite 300 (Office 351), Henderson, NV 89012
Phone: 702-720-3551
Website: curtiswm.com

No. 5 · RIA

RJJ Pasadena Securities

RJJ Pasadena Securities is an investment adviser based in Henderson, NV, registered with the SEC since 2026. It provides investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $115 million, as filed on 29 September 2026.

RJJ Pasadena Securities charges 1.50%–2.50% a year for its Portfolio Management Fee.

Regulatory AUM: $115M
Clients: 170
Advisory staff: 2
Fee schedule: 1.50% to 2.50% a year
Custodians: Charles Schwab
Headquarters: 2520 St. Rose Parkway, Suite 312, Henderson, NV 89074
Phone: 626-792-1244

Questions about financial advisors in Henderson

How many financial advisor firms are headquartered in Henderson?

5 SEC-registered financial advisor firms report their principal office in Henderson, NV, managing $1.19B in regulatory assets between them. The other 2 advisers headquartered in the city are broker-dealers, other kinds of wealth firm, or fund and institutional managers.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Henderson?

Capstone Capital, with $408M in regulatory assets under management on its latest Form ADV. The next largest are Cassady Wealth & Retirement Planning ($292M) and Diazo ($222M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Henderson?

The median firm manages $222M in regulatory assets. That is the midpoint of the 5 firms headquartered in Henderson.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in Henderson charge?

Of the 5 largest firms, 4 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 1.00% to 2.50% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in Henderson?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

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