Cassady Wealth & Retirement Planning provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers. Financial planning was provided to 1–10 clients last fiscal year.
Cassady Wealth & Retirement Planning reports 455 clients. They include 380 individual clients and 75 high-net-worth individuals. Of its assets, 85.2% ($249M across 584 accounts) are managed with discretion; $43.2M across 101 accounts are not. It advised 5 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 84% | 60% |
| High-net-worth individuals | 16% | 40% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 380 | $176M | 60.1% | $462K |
| High-net-worth individuals | 75 | $117M | 39.9% | $1.55M |
| Total | 455 | $292M | 100% | $642K |
- Clients
- 380
- Regulatory AUM
- $176M
- AUM share
- 60.1%
- Avg. per client
- $462K
- Clients
- 75
- Regulatory AUM
- $117M
- AUM share
- 39.9%
- Avg. per client
- $1.55M
Total
- Clients
- 455
- Regulatory AUM
- $292M
- AUM share
- 100%
- Avg. per client
- $642K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 5
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Cassady Wealth & Retirement Planning is paid through a percentage of assets under management and hourly charges. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- ERISA Plan Services
- ERISA plan service fees are negotiable and will not exceed 1% of included plan assets a year, billed quarterly or monthly in arrears or advance.
- Financial Planning and Consulting
- Full financial plans are a fixed fee of $1,995 to $3,995, advanced planning a flat $4,995, and hourly consultations $350 an hour.
Jasen Cassady owns 50% to 75% of Cassady Wealth & Retirement Planning. The leadership team of Cassady Wealth & Retirement Planning includes Chief Compliance Officer Jason Waugh. It has 5 employees.
Leadership
- Jason WaughChief Compliance Officer
- Jasen CassadyManaging Member/Investment Advisor Representative
- Sean YaoManaging Member
Investment adviser representatives
5 representatives listed in the SEC register as of 9 October 2026.
- Jasen Eugene Cassady
- Julie Rose Malonzo
- Parker Brian Schmidt
- Jason Allen Waugh
- Sean Yijung Yao
Staff
- 5 employees
- 5 in advisory functions
- 5 state-registered reps
- 5 broker-dealer reps
- 5 insurance agents
- Owns 50% to 75% of Cassady Wealth & Retirement Planning L.L.C.
Jasen Cassady
Control person · since May 2019
- Owns 50% to 75% of Cassady Wealth & Retirement Planning L.L.C.
Sean Yao
Control person · since May 2023
Cassady Wealth & Retirement Planning’s regulatory assets grew 2.8× from $105M (February 2024) to $292M (July 2026); clients rose from 185 to 455 and employees from 4 to 5.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| July 2026 | $292M | 455 | 5 | 2 |
| June 2025 | $156M | 230 | 5 | 2 |
| February 2024 | $105M | 185 | 4 | 2 |
Besides its headquarters, Cassady Wealth & Retirement Planning has 1 office, with 2 listed addresses in Nevada.
Nevada · 2 listed addresses
- 2400 W Horizon Ridge Pkwy, HendersonHQ
- 9127 W Russell Road, Las Vegas
Contact and registration details
- Legal name
- Cassady Wealth & Retirement Planning L.L.C.
- Headquarters
- 2400 W Horizon Ridge Pkwy, Henderson, NV 89052
- Website
- cassadywealth.com
- Phone
- 702-650-4480
- SEC file
- 801-129764
- Structure
- Nevada LLC
- Fiscal year end
- December
Cassady Wealth & Retirement Planning uses SEI Private Trust ($148M, 51%) and Charles Schwab ($144M, 49%) as custodians for its separately managed accounts. Cassady Wealth & Retirement Planning does not have custody of client assets.
- SEI Private TrustSEI Private Trust Company · Oaks, PA · $148M51%
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $144M49%
At year end, Cassady Wealth & Retirement Planning’s separately managed accounts were mostly in funds (85%). Its reported 13F holdings for the quarter ended 30 June 2026 total $215M across 104 positions; the largest are iShares TR (6.6%), Capital Group Dividend Value (4.5%) and Innovator ETFS Trust (4.1%).
What the accounts hold
- Stocks5%
- Funds85%
- Bonds1%
- Cash9%
Reported 13F holdings
- $215M
- Reported 13F value
- 104
- Positions
- 37.0%
- In the 10 largest
- +11.4%
- Value vs. prior quarter
- iShares TR · 0-3 Mth Treasury6.6%
- Capital Group Dividend Value · Shs Creat Unit4.5%
- Innovator ETFS Trust · US EQT Pwr Buf4.1%
- Vanguard Tax-managed Fds · Van FTSE Dev Mkt3.9%
- Innovator ETFS Trust · US Eqty Pwr Buf3.9%
- Innovator ETFS Trust · US Eqty Pwr Buf3.3%
- Schwab Strategic TR · US Lcap GR ETF3.0%
- Innovator ETFS Trust · US Eqty Pwr Buf2.7%
- Legg Mason ETF Invt · Franklin Intl LW2.5%
- Vaneck ETF Trust · Semiconductr ETF2.5%
Together, the ten largest are 37.0% of reported value.
How many clients does Cassady Wealth & Retirement Planning have?
Cassady Wealth & Retirement Planning has 455 clients and manages $292 million for them, as of July 2026. They include 380 individual clients and 75 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 10 July 2026
What services does Cassady Wealth & Retirement Planning offer?
Cassady Wealth & Retirement Planning provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Cassady Wealth & Retirement Planning use?
Cassady Wealth & Retirement Planning’s separately managed account assets are held at SEI Private Trust Company (Oaks, PA), with $148M and Charles Schwab & Co., Inc. (Westlake, TX), with $144M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 10 July 2026
How many financial advisors does Cassady Wealth & Retirement Planning have?
Cassady Wealth & Retirement Planning has 5 investment adviser representatives registered with state securities authorities, out of 5 employees, and 5 perform investment advisory functions. 5 employees are registered representatives of a broker-dealer and 5 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Cassady Wealth & Retirement Planning invest in?
At the end of its last fiscal year, Cassady Wealth & Retirement Planning’s separately managed accounts held 85% registered funds (mutual funds, ETFs, BDCs), 9% cash and equivalents, 5% exchange-traded equities and 1% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Cassady Wealth & Retirement Planning?
Cassady Wealth & Retirement Planning’s direct owners are Jasen Cassady (50% to 75%) and Sean Yao (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 10 July 2026
How does Cassady Wealth & Retirement Planning get paid?
Cassady Wealth & Retirement Planning is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Cassady Wealth & Retirement Planning?
Cassady Wealth & Retirement Planning’s main office is at 2400 W Horizon Ridge Pkwy, Henderson, NV 89052. Its phone number is 702-650-4480. Its website is cassadywealth.com.