RJJ Pasadena Securities provides portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting.
RJJ Pasadena Securities reports 170 clients. They include 104 individual clients, 61 high-net-worth individuals, and 2 pension and profit-sharing plans. Of its assets, 100.0% ($115M across 276 accounts) are managed with discretion. A wrap fee program the firm both sponsors and manages holds $115M.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 61% | 23% |
| High-net-worth individuals | 36% | 75% |
| Pension and profit-sharing plans | 1% | <1% |
| Charitable organizations | <1% | <1% |
| Corporations and other businesses | 1% | 1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 104 | $26.8M | 23.3% | $258K |
| High-net-worth individuals | 61 | $86M | 74.7% | $1.41M |
| Pension and profit-sharing plans | Fewer than 5 | $440K | 0.4% | $220K |
| Charitable organizations | Fewer than 5 | $261K | 0.2% | $261K |
| Corporations and other businesses | Fewer than 5 | $1.66M | 1.4% | $831K |
| Total | 170 | $115M | 100% | — |
- Clients
- 104
- Regulatory AUM
- $26.8M
- AUM share
- 23.3%
- Avg. per client
- $258K
- Clients
- 61
- Regulatory AUM
- $86M
- AUM share
- 74.7%
- Avg. per client
- $1.41M
- Clients
- Fewer than 5
- Regulatory AUM
- $440K
- AUM share
- 0.4%
- Avg. per client
- $220K
- Clients
- Fewer than 5
- Regulatory AUM
- $261K
- AUM share
- 0.2%
- Avg. per client
- $261K
- Clients
- Fewer than 5
- Regulatory AUM
- $1.66M
- AUM share
- 1.4%
- Avg. per client
- $831K
Total
- Clients
- 170
- Regulatory AUM
- $115M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
RJJ Pasadena Securities charges 1.50%–2.50% a year for its Portfolio Management Fee. The fee is billed in advance and is negotiable.
Fee details and sources
Nusheen Javadizadeh owns 75% or more of RJJ Pasadena Securities. The leadership team of RJJ Pasadena Securities includes President Nusheen Javadizadeh. It has 2 employees.
Leadership
- Nusheen JavadizadehPresident / Chief Compliance Officer / Director / Shareholder
- Shapour JavadizadehDirector
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 2 employees
- 2 in advisory functions
- 2 state-registered reps
- Owns 75% or more of RJJ Pasadena Securities, Inc.
Nusheen Javadizadeh
Control person · since February 2003
RJJ Pasadena Securities’ regulatory assets went from $110M (June 2026) to $115M (September 2026); clients were 170 in both filings and employees were 2 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| September 2026 | $115M | 170 | 2 | 2 |
| June 2026 | $110M | 169 | 2 | 2 |
Besides its headquarters, RJJ Pasadena Securities has 1 office (1 private residence, listed without an address), with 1 listed address in Nevada.
Nevada · 1 listed address
- 2520 St. Rose Parkway, Suite 312, HendersonHQ
Contact and registration details
- Legal name
- RJJ Pasadena Securities, Inc.
- Headquarters
- 2520 St. Rose Parkway, Suite 312, Henderson, NV 89074
- Website
- Not reported
- Phone
- 626-792-1244
- SEC file
- 801-136009
- Structure
- Nevada corporation
- Fiscal year end
- June
RJJ Pasadena Securities uses Charles Schwab ($114M) as custodian for its separately managed accounts. RJJ Pasadena Securities has custody of $38.9M in client assets for 57 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $114M100%
At year end, RJJ Pasadena Securities’ separately managed accounts were mostly in stocks (69%) and cash (22%).
What the accounts hold
- Stocks69%
- Funds6%
- Bonds1%
- Cash22%
- Other2%
- Derivatives2%
How many clients does RJJ Pasadena Securities have?
RJJ Pasadena Securities has 170 clients and manages $115 million for them, as of September 2026. They include 104 individual clients, 61 high-net-worth individuals, and 2 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 29 September 2026
What services does RJJ Pasadena Securities offer?
RJJ Pasadena Securities provides portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does RJJ Pasadena Securities charge?
RJJ Pasadena Securities charges 1.50%–2.50% a year for its Portfolio Management Fee. The fee is billed in advance and is negotiable.
Source: RJJ PASADENA SECURITIES, INC. ADV PART2A DISCLOSURE BROCHURE, filed 29 September 2026
Which custodians does RJJ Pasadena Securities use?
RJJ Pasadena Securities’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $114M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 29 September 2026
How many financial advisors does RJJ Pasadena Securities have?
RJJ Pasadena Securities has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does RJJ Pasadena Securities invest in?
At the end of its last fiscal year, RJJ Pasadena Securities’ separately managed accounts held 69% exchange-traded equities, 22% cash and equivalents, 6% registered funds (mutual funds, ETFs, BDCs), 2% derivatives and 1% U.S. government and agency bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns RJJ Pasadena Securities?
RJJ Pasadena Securities’ direct owner is Nusheen Javadizadeh (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 29 September 2026
How does RJJ Pasadena Securities get paid?
RJJ Pasadena Securities is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact RJJ Pasadena Securities?
RJJ Pasadena Securities’ main office is at 2520 St. Rose Parkway, Suite 312, Henderson, NV 89074. Its phone number is 626-792-1244.