{"url":"https://nivawealth.com/firms/rjj-pasadena-securities-8425","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/8425","regulatoryAum":115223002,"crd":"8425","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2923770","suffix":null,"lastName":"JAVADIZADEH","firstName":"NUSHEEN","middleName":"RENA"},{"crd":"257690","suffix":null,"lastName":"JAVADIZADEH","firstName":"SHAPOUR","middleName":null}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2026-06-12","regulatoryAum":110288148,"clients":169,"employees":2,"offices":2},{"filedOn":"2026-09-29","regulatoryAum":115223002,"clients":170,"employees":2,"offices":2}],"secFileNumber":"801-136009","legalName":"RJJ Pasadena Securities, Inc.","displayName":"RJJ Pasadena Securities","slug":"rjj-pasadena-securities-8425","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Nevada corporation","fiscalYearEnd":"June","headquarters":{"street":"2520 St. Rose Parkway, Suite 312","city":"Henderson","state":"NV","stateName":"Nevada","country":"United States","postalCode":"89074"},"tradeNames":[],"registration":{"secApproved":"27 April 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":683994.8787878788,"staff":{"employees":2,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":115223002,"discretionary":115223002,"discretionaryAccounts":276,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":115223002,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":104,"regulatoryAum":26824237},{"label":"High-net-worth individuals","clients":61,"regulatoryAum":86034918},{"label":"Pension and profit-sharing plans","clients":2,"fewerThan5":true,"regulatoryAum":440016},{"label":"Charitable organizations","clients":1,"fewerThan5":true,"regulatoryAum":261192},{"label":"Corporations and other businesses","clients":2,"fewerThan5":true,"regulatoryAum":1662639}],"feePrograms":[{"role":"main","program":"Portfolio Management Fee","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1059441","versionId":1059441,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-09-29","documentName":"RJJ PASADENA SECURITIES, INC. ADV PART2A DISCLOSURE BROCHURE","fee_rate_low":1.5,"fee_rate_high":2.5,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T11:38:41.153183+00:00","documents":[{"name":"RJJ PASADENA SECURITIES, INC. ADV PART2A DISCLOSURE BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1059441","versionId":1059441,"submittedOn":"2026-09-29"},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1059440","versionId":1059440,"submittedOn":null}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":114402269}],"custodyNote":"RJJ Pasadena Securities has custody of $38.9M in client assets for 57 clients.","otherCustodians":[],"leadership":[{"name":"Nusheen Javadizadeh","title":"President / Chief Compliance Officer / Director / Shareholder","crd":"2923770"},{"name":"Shapour Javadizadeh","title":"Director","crd":"257690"}],"ownership":[{"label":"Nusheen Javadizadeh","detail":"President / chief compliance officer / director / shareholder in the 75% or more ownership band and a control person, since February 2003."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":1},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Nevada","offices":1,"addresses":[{"street":"2520 St. Rose Parkway, Suite 312","city":"Henderson","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"626-792-1244","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":69},{"label":"U.S. government/agency bonds","percent":1},{"label":"Derivatives","percent":2},{"label":"Securities issued by registered investment companies or business development companies","percent":6},{"label":"Cash and cash equivalents","percent":22}],"privateFunds":0},"sources":{"adv1FilingDate":"29 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/8425/PDF/8425.pdf","brochureDate":"29 September 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1059441","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does RJJ Pasadena Securities have?","answer":"RJJ Pasadena Securities has 170 clients and manages $115 million for them, as of September 2026. They include 104 individual clients, 61 high-net-worth individuals, and 2 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 29 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does RJJ Pasadena Securities offer?","answer":"RJJ Pasadena Securities provides portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does RJJ Pasadena Securities charge?","answer":"RJJ Pasadena Securities charges 1.50%–2.50% a year for its Portfolio Management Fee. The fee is billed in advance and is negotiable.","source":"RJJ PASADENA SECURITIES, INC. ADV PART2A DISCLOSURE BROCHURE, filed 29 September 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does RJJ Pasadena Securities use?","answer":"RJJ Pasadena Securities’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $114M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 29 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does RJJ Pasadena Securities have?","answer":"RJJ Pasadena Securities has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does RJJ Pasadena Securities invest in?","answer":"At the end of its last fiscal year, RJJ Pasadena Securities’ separately managed accounts held 69% exchange-traded equities, 22% cash and equivalents, 6% registered funds (mutual funds, ETFs, BDCs), 2% derivatives and 1% U.S. government and agency bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns RJJ Pasadena Securities?","answer":"RJJ Pasadena Securities’ direct owner is Nusheen Javadizadeh (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 29 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does RJJ Pasadena Securities get paid?","answer":"RJJ Pasadena Securities is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact RJJ Pasadena Securities?","answer":"RJJ Pasadena Securities’ main office is at 2520 St. Rose Parkway, Suite 312, Henderson, NV 89074. Its phone number is 626-792-1244.","source":"Form ADV Part 1A, Item 1.F, filed 29 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}