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Top 4 financial advisor firms in Concord

4 SEC-registered financial advisor firms are headquartered in Concord, MA, with $2.5B in combined regulatory assets under management. The largest by assets are Bay Colony Advisory Group ($1.43B), Monument Group Wealth Advisors ($679M) and Concordia Wealth Management ($197M).

4
Financial advisor firms
$2.5B
Their combined AUM
$438M
Median firm AUM
3,140
Clients of the top 4

The 4 largest by assets

  1. 1
    Bay Colony Advisory Group

    RIA

    $1.43B

  2. 2
    Monument Group Wealth Advisors

    RIA

    $679M

  3. 3
    Concordia Wealth Management

    RIA

    $197M

  4. 4
    Cape Ann Capital

    RIA

    $193M

Profiles of the top 4

No. 1 · RIA

Bay Colony Advisory Group

Bay Colony Advisory Group is an investment adviser based in Concord, MA, registered with the SEC since 2016. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $1.43 billion, as filed on 23 March 2026.

Bay Colony Advisory Group charges 0.65%–1.85% a year for its Investment Management Services.

Regulatory AUM
$1.43B
Clients
2,668
Advisory staff
30
Fee schedule
0.65% to 1.85% a year
Custodians
Fidelity
Headquarters
86 Baker Avenue Extension, Suite 310, Concord, MA 01742
Phone
978-369-7200
Website
baycolonyadvisors.com

No. 2 · RIA

Monument Group Wealth Advisors

Monument Group Wealth Advisors is an investment adviser based in Concord, MA, registered with the SEC since 2001. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $679 million, as filed on 13 July 2026.

Monument Group Wealth Advisors charges 0.50%–1.00% a year for its Investment Management - Master Planning.

Regulatory AUM
$679M
Clients
173
Advisory staff
3
Founded
2001
Fee schedule
0.50% to 1.00% a year
Custodians
Charles Schwab, Fidelity
Headquarters
801 Main Street, Suite 14, Concord, MA 01742
Phone
978-369-7705
Website
monumentgroupwealth.com

No. 3 · RIA

Concordia Wealth Management

Concordia Wealth Management is an investment adviser based in Concord, MA, registered with the SEC since 2013. It provides financial planning and investment management. Its clients include high-net-worth individuals, corporations and other businesses, and individual clients. Its regulatory assets under management total $197 million, as filed on 16 March 2026.

Concordia Wealth Management charges 0.30%–1.00% a year for its Investment Advisory Services.

Regulatory AUM
$197M
Clients
53
Advisory staff
2
Fee schedule
0.30% to 1.00% a year
Custodians
Morgan Stanley
Headquarters
37 Main Street, Suite 1, Concord, MA 01742
Phone
978-371-7044

No. 4 · RIA

Cape Ann Capital

Cape Ann Capital is an investment adviser based in Concord, MA, registered with the SEC since 2006. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $193 million, as filed on 31 March 2026.

Regulatory AUM
$193M
Clients
246
Advisory staff
2
Custodians
Fidelity
Headquarters
22 Grove Street, Concord, MA 01742-1509
Phone
978-254-5841
Website
capeanncapital.com

Questions about financial advisors in Concord

How many financial advisor firms are headquartered in Concord?

4 SEC-registered financial advisor firms report their principal office in Concord, MA, managing $2.5B in regulatory assets between them. The other 2 advisers headquartered in the city are broker-dealers, other kinds of wealth firm, or fund and institutional managers.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Concord?

Bay Colony Advisory Group, with $1.43B in regulatory assets under management on its latest Form ADV. The next largest are Monument Group Wealth Advisors ($679M) and Concordia Wealth Management ($197M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Concord?

The median firm manages $438M in regulatory assets. That is the midpoint of the 4 firms headquartered in Concord.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in Concord charge?

Of the 4 largest firms, 3 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 1.00% to 1.85% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in Concord?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

Concord has 4 financial advisor firms; see every adviser in the city →

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