Cape Ann Capital provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions. Financial planning was provided to 11–25 clients last fiscal year.
Cape Ann Capital reports 246 clients. They include 198 individual clients, 42 high-net-worth individuals, and 3 pension and profit-sharing plans. Of its assets, 93.9% ($181M across 543 accounts) are managed with discretion; $11.8M across 6 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 80% | 45% |
| High-net-worth individuals | 17% | 48% |
| Pension and profit-sharing plans | 1% | 5% |
| Charitable organizations | 1% | 2% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 198 | $86.6M | 44.8% | $437K |
| High-net-worth individuals | 42 | $92M | 47.7% | $2.19M |
| Pension and profit-sharing plans | 3 | $10M | 5.2% | $3.34M |
| Charitable organizations | 3 | $4.42M | 2.3% | $1.47M |
| Total | 246 | $193M | 100% | $785K |
- Clients
- 198
- Regulatory AUM
- $86.6M
- AUM share
- 44.8%
- Avg. per client
- $437K
- Clients
- 42
- Regulatory AUM
- $92M
- AUM share
- 47.7%
- Avg. per client
- $2.19M
- Clients
- 3
- Regulatory AUM
- $10M
- AUM share
- 5.2%
- Avg. per client
- $3.34M
- Clients
- 3
- Regulatory AUM
- $4.42M
- AUM share
- 2.3%
- Avg. per client
- $1.47M
Total
- Clients
- 246
- Regulatory AUM
- $193M
- AUM share
- 100%
- Avg. per client
- $785K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 11–25
Cape Ann Capital is paid through a percentage of assets under management and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning
- Annual financial planning fee is $3,000.
James Jasinski owns 50% to 75% of Cape Ann Capital. The leadership team of Cape Ann Capital includes President James Jasinski and Chief Compliance Officer Jeremy Distefano. It has 2 employees.
Leadership
- James JasinskiPresident
- Jeremy DistefanoCEO, Chief Compliance Officer
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 2 employees
- 2 in advisory functions
- 2 state-registered reps
- Owns 50% to 75% of Cape Ann Capital, Inc.
James Jasinski
Control person · since April 2013
- Owns 50% to 75% of Cape Ann Capital, Inc.
Jeremy Distefano
Control person · since June 2019
Cape Ann Capital’s regulatory assets went from $186M (March 2021) to $193M (March 2026); clients were 246 in both filings and employees fell from 3 to 2.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $193M | 246 | 2 | 2 |
| Mar 2025March 2025 | $199M | 248 | 3 | 3 |
| Mar 2024March 2024 | $187M | 256 | 3 | 3 |
| Mar 2023March 2023 | $167M | 246 | 3 | 3 |
| Apr 2022April 2022 | $202M | 246 | 3 | 3 |
| Mar 2021March 2021 | $186M | 239 | 3 | 3 |
Besides its headquarters, Cape Ann Capital has 1 office (1 private residence, listed without an address), with 1 listed address in 1 state.
Massachusetts · 1 listed address
- 22 Grove Street, ConcordHQ
Contact and registration details
- Legal name
- Cape Ann Capital, Inc.
- Headquarters
- 22 Grove Street, Concord, MA 01742-1509
- Website
- capeanncapital.com
- Phone
- 978-254-5841
- @cape-ann-capital
- SEC file
- 801-66982
- Structure
- Massachusetts corporation
- Fiscal year end
- December
Cape Ann Capital’s named custodian for separately managed accounts is Fidelity ($171M). Cape Ann Capital does not have custody of client assets.
- FidelityNational Financial Services LLC · Boston, MA · $171M100%
At year end, Cape Ann Capital’s separately managed accounts were mostly in funds (93%).
What the accounts hold
- Stocks2%
- Funds93%
- Registered funds92%
- Pooled vehicles1%
- Cash2%
- Other3%
- Guaranteed products3%
How many clients does Cape Ann Capital have?
Cape Ann Capital has 246 clients and manages $193 million for them, as of March 2026. They include 198 individual clients, 42 high-net-worth individuals, and 3 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026
What services does Cape Ann Capital offer?
Cape Ann Capital provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Cape Ann Capital use?
Cape Ann Capital’s separately managed account assets are held at National Financial Services LLC (Boston, MA), with $171M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026
How many financial advisors does Cape Ann Capital have?
Cape Ann Capital has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Cape Ann Capital invest in?
At the end of its last fiscal year, Cape Ann Capital’s separately managed accounts held 92% registered funds (mutual funds, ETFs, BDCs), 3% other, 2% exchange-traded equities, 2% cash and equivalents and 1% pooled vehicles (private funds and similar). The 3% other category is described as: Guaranteed Products.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Cape Ann Capital?
Cape Ann Capital’s direct owners are James Jasinski (50% to 75%) and Jeremy Distefano (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 31 March 2026
How does Cape Ann Capital get paid?
Cape Ann Capital is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Cape Ann Capital?
Cape Ann Capital’s main office is at 22 Grove Street, Concord, MA 01742-1509. Its phone number is 978-254-5841. Its website is capeanncapital.com.