James Jasinski has been President of Cape Ann Capital since April 2013, is a control person of the firm and directly owns between 50% and 75% of it. James Jasinski holds a BA in History from Williams College.
Cape Ann Capital, Inc. is a Concord, MA firm with $193M under management, 246 clients and 2 advisers across 2 offices, as of its March 2026 filing.
Jim Jasinski is Managing Principal of Cape Ann Capital, based in Concord, Massachusetts. He joined Cape Ann Capital in 2009. Before that, he was a financial advisor within the private wealth management division of UBS Financial Services, and previously held leadership positions at Adams Harkness & Hill, America's Growth Capital and Avondale Partners.
Professional designations
Listed by Cape Ann Capital
- CFP®
- CMT
Investment adviser representative registrations
James Jasinski is registered as an investment adviser representative in Massachusetts, since June 2010.
- MassachusettsSince 14 June 2010
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 6 November 2007 |
| Series 24 | General Securities Principal Examination | 3 April 2004 |
| Series 55 | Limited Representative-Equity Trader Exam | 23 August 2003 |
| Series 7 | General Securities Representative Examination | 6 March 1996 |
| Series 63 | Uniform Securities Agent State Law Examination | 6 September 1995 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 24 April 1995 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Principal Examination
- Name
- Limited Representative-Equity Trader Exam
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- James Ralph Jasinski
- CRD
- 2571023
- Firm
- Cape Ann Capital · CRD 128942
- Role
- President
- Registration
- Investment adviser registration
- In the industry since
- June 2010
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- capeanncapital.com
Where does James Jasinski work?
James Jasinski has been President of Cape Ann Capital, Inc. since April 2013, and is a control person of the firm.
Is James Jasinski a financial advisor?
Yes. James Jasinski has a current investment-adviser registration in Massachusetts, through Cape Ann Capital since June 2010.
How many years of experience does James Jasinski have?
James Jasinski has 16 years in the financial industry, since June 2010, across 1 adviser firm.
What exams has James Jasinski passed?
James Jasinski has passed 6 licensing exams: the Series 6, Series 63, Series 7, Series 55, Series 24 and Series 66. The earliest, the Series 6, was passed in April 1995.
Is James Jasinski registered with FINRA?
No. James Jasinski has no current broker registration.
Is James Jasinski a CFP?
Cape Ann Capital lists James Jasinski with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
How can I verify James Jasinski’s record?
Search CRD 2571023 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Jasinski’s full registration record.