Top 7 financial advisor firms in Topeka

7 SEC-registered financial advisor firms are headquartered in Topeka, KS, with $3.09B in combined regulatory assets under management. The largest by assets are Clayton Financial Services ($910M), Carlson & Company Financial Services ($632M) and Endeavor Private Wealth ($595M).

7
Financial advisor firms: $3.09B
Their combined AUM: $271M
Median firm AUM: 4,276
Clients of the top 7

The 7 largest by assets

1
Clayton Financial Services
RIA
$910M
0.40% to 1.00% a year
2
Carlson & Company Financial Services
RIA
$632M
Up to 3.00% a year
3
Endeavor Private Wealth
RIA
$595M
0.95% to 1.25% a year
4
Ofg Financial Services
RIA
$271M
Up to 1.00% a year
5
Cornerstone Advisors
RIA
$265M
Up to 1.00% a year
6
RetireWise Tax and Wealth Advisors
RIA
$243M
Up to 1.50% a year
7
ProActive Capital Management
RIA
$171M
0.75% to 1.50% a year

Profiles of the top 7

No. 1 · RIA

Clayton Financial Services

Clayton Financial Services is an investment adviser based in Topeka, KS, registered with the SEC since 1982. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $910 million, as filed on 9 September 2026.

Clayton Financial Services charges 0.40%–1.00% a year for its Wealth management.

Regulatory AUM: $910M
Clients: 753
Advisory staff: 8
Fee schedule: 0.40% to 1.00% a year
Custodians: Fidelity
Headquarters: 716 South Kansas Avenue, Topeka, KS 66603-3808
Phone: 785-232-3266
Website: claytonwealthpartners.com

No. 2 · RIA

Carlson & Company Financial Services

Carlson & Company Financial Services is an investment adviser based in Topeka, KS, registered with the SEC since 2018. It provides financial planning and investment management. Its clients include individual clients and high-net-worth individuals. Its regulatory assets under management total $632 million, as filed on 31 March 2026.

Carlson & Company Financial Services charges up to 3.00% a year for its Asset-based annual advisory fee.

Regulatory AUM: $632M
Clients: 1,097
Advisory staff: 10
Fee schedule: Up to 3.00% a year
Custodians: Fidelity
Headquarters: 1201 SW Oakley Avenue, Topeka, KS 66604
Phone: 844-227-5766
Website: carlsonfinancial.com

No. 3 · RIA

Endeavor Private Wealth

Endeavor Private Wealth is an investment adviser based in Topeka, KS, registered with the SEC since 2021. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $595 million, as filed on 21 May 2026.

Endeavor Private Wealth charges 0.95%–1.25% a year for its Investment and Wealth Management Services.

Regulatory AUM: $595M
Clients: 535
Advisory staff: 9
Fee schedule: 0.95% to 1.25% a year
Custodians: Wells Fargo Clearing Services
Headquarters: 2951 SW Woodside DR., Topeka, KS 66614
Phone: 785-329-2510
Website: endeavorpw.com

No. 4 · RIA

Ofg Financial Services

Ofg Financial Services is an investment adviser based in Topeka, KS, registered with the SEC since 2023. It provides financial planning and investment management. Its clients include individuals and corporations and other businesses. Its regulatory assets under management total $271 million, as filed on 26 March 2026.

Ofg Financial Services charges up to 1.00% a year for its Portfolio Management.

Regulatory AUM: $271M
Clients: 855
Advisory staff: 30
Fee schedule: Up to 1.00% a year
Headquarters: 120 Se 6th Avenue, Townsite Plaza #2, Suite 105, Topeka, KS 66603-3515
Phone: 785-233-4071

No. 5 · RIA

Cornerstone Advisors

Cornerstone Advisors is an investment adviser based in Topeka, KS, registered with the SEC since 2017. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $265 million, as filed on 31 March 2026.

Cornerstone Advisors charges up to 1.00% a year for its Investment management.

Regulatory AUM: $265M
Clients: 470
Advisory staff: 2
Fee schedule: Up to 1.00% a year
Custodians: Charles Schwab
Headquarters: 6540 SW 10th Avenue, Topeka, KS 66615
Phone: 785-273-2685
Website: cstonegroup.com

No. 6 · RIA

RetireWise Tax and Wealth Advisors

RetireWise Tax and Wealth Advisors is an investment adviser based in Topeka, KS, registered with the SEC since 2024. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $243 million, as filed on 11 March 2026.

RetireWise Tax and Wealth Advisors charges up to 1.50% a year for its Investment Advisory Services.

Regulatory AUM: $243M
Clients: 294
Advisory staff: 7
Founded: 2016
Fee schedule: Up to 1.50% a year
Custodians: Charles Schwab
Headquarters: 2820 SW Mission Woods Drive, Topeka, KS 66614
Phone: 785-228-1234
Website: retirewisepath.com

No. 7 · RIA

ProActive Capital Management

ProActive Capital Management is an investment adviser based in Topeka, KS, registered with the SEC since 2023. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $171 million, as filed on 22 January 2026.

ProActive Capital Management charges 0.75%–1.50% a year for its Asset Management.

Regulatory AUM: $171M
Clients: 272
Advisory staff: 2
Fee schedule: 0.75% to 1.50% a year
Custodians: Charles Schwab, Tiaa-Cref Individual & Institutional Services
Headquarters: 1414 SW Ashworth Place, Suite 200, Topeka, KS 66604
Phone: 785-215-8080
Website: pcmks.com

Questions about financial advisors in Topeka

How many financial advisor firms are headquartered in Topeka?

7 SEC-registered financial advisor firms report their principal office in Topeka, KS, managing $3.09B in regulatory assets between them. The other 1 adviser headquartered in the city are broker-dealers, other kinds of wealth firm, or fund and institutional managers.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Topeka?

Clayton Financial Services, with $910M in regulatory assets under management on its latest Form ADV. The next largest are Carlson & Company Financial Services ($632M) and Endeavor Private Wealth ($595M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Topeka?

The median firm manages $271M in regulatory assets. That is the midpoint of the 7 firms headquartered in Topeka.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in Topeka charge?

Of the 7 largest firms, 7 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 1.00% to 3.00% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in Topeka?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

Topeka has 7 financial advisor firms; see every adviser in the city →