Ofg Financial Services provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers. Financial planning was provided to 1–10 clients last fiscal year.
Ofg Financial Services reports 855 clients. They include 850 individuals and 5 corporations and other businesses. Of its assets, 0.0% ($0 across 0 accounts) are managed with discretion; $271M across 850 accounts are not. It advised 1 client without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 99% | 77% |
| Corporations and other businesses | <1% | 23% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 850 | $210M | 77.5% | $247K |
| Corporations and other businesses | 5 | $61M | 22.5% | $12.2M |
| Total | 855 | $271M | 100% | $317K |
- Clients
- 850
- Regulatory AUM
- $210M
- AUM share
- 77.5%
- Avg. per client
- $247K
- Clients
- 5
- Regulatory AUM
- $61M
- AUM share
- 22.5%
- Avg. per client
- $12.2M
Total
- Clients
- 855
- Regulatory AUM
- $271M
- AUM share
- 100%
- Avg. per client
- $317K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 1
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Ofg Financial Services charges up to 1.00% a year for its Portfolio Management. The fee is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning and Consulting
- Financial planning and consulting are billed hourly at $50 to $500 per hour, with an estimate of total hours set at the start of the relationship.
James Kenneth Ogdon owns 75% or more of Ofg Financial Services. The leadership team of Ofg Financial Services includes President Tyler John McMaster. It has 30 employees.
Leadership
- Tyler John McMasterSenior Vice President
- James Kenneth OgdonPresident & Director
- Todd Matthew PayneSecretary-Treasurer, Director & CCO
Investment adviser representatives
28 representatives listed in the SEC register as of 9 October 2026.
- Jesse Newton Burditt III
- Matthew Robert Campbell
- Craig Alan Colson
- Steven Craig Colson
- Douglas Keith Crum
- Chris Winston Davenport
- Larry Lynn Davenport
- Jonathan Bernard Gatz
- Richard Dale Higgs JR
- Leasa Elenora Huffman
- Lorin Dale Kieschnick
- Mason James Knopp
- Charles Hal Kooken JR
- Jake Albert Lebahn
- Scott Jackson Marwil
- Douglas Brent Massey
- Katherine Cassidy McMaster
- Tyler John McMaster
- Todd Matthew Payne
- John David Phinney
- Mitchell J Quick
- Lawrence Kyle Ruzicka
- James Dale Sather
- Benjamin Scott Schroeder
- Robert Kenneth Tersinar
- Kevin Kord Webb
- Dean Alan Willeford
- Weston Ray Woodring
Staff
- 30 employees
- 30 in advisory functions
- 30 state-registered reps
- 30 broker-dealer reps
- 30 insurance agents
- Owns 75% or more of Ofg Financial Services, Inc.
James Kenneth Ogdon
Control person · since October 1991
Ofg Financial Services’ regulatory assets grew 2.7× from $100M (April 2023) to $271M (March 2026); clients rose from 350 to 855 and employees were 30 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $271M | 855 | 30 | 5 |
| July 2025 | $270M | 850 | 37 | 5 |
| July 2024 | $196M | 800 | 33 | 5 |
| April 2023 | $100M | 350 | 29 | 5 |
Besides its headquarters, Ofg Financial Services has 4 offices, with 5 listed addresses in Kansas and Texas.
Kansas · 4 listed addresses
- 120 Se 6th Avenue, Townsite Plaza #2, Suite 105, TopekaHQ
- 13220 Metcalf Suite 215, Overland Park
- 5100 SW 10th St Suite 201, Topeka
- 120 S Santa Fe Ave, Salina
Texas · 1 listed address
- 302 Holleman DR E Suite 200, College Station
Other business names
Ofg Financial Services has reported 2 other business names to the SEC.
- Modern Advisor Group
- Pathway Financial Solutions
Contact and registration details
- Legal name
- Ofg Financial Services, Inc.
- Headquarters
- 120 Se 6th Avenue, Townsite Plaza #2, Suite 105, Topeka, KS 66603-3515
- Website
- Not reported
- Phone
- 785-233-4071
- SEC file
- 801-127727
- Structure
- Kansas corporation
- Fiscal year end
- December
Ofg Financial Services does not have custody of client assets.
At year end, Ofg Financial Services’ separately managed accounts were mostly in funds (78%) and stocks (17%).
What the accounts hold
- Stocks17%
- Funds78%
- Bonds4%
- Investment grade corporate bonds2%
- U.S. government and agency bonds1%
- State and local bonds1%
- Cash1%
How many clients does Ofg Financial Services have?
Ofg Financial Services has 855 clients and manages $271 million for them, as of March 2026. They include 850 individuals and 5 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 26 March 2026
What services does Ofg Financial Services offer?
Ofg Financial Services provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Ofg Financial Services charge?
Ofg Financial Services charges up to 1.00% a year for its Portfolio Management. The fee is negotiable.
How many financial advisors does Ofg Financial Services have?
Ofg Financial Services has 30 investment adviser representatives registered with state securities authorities, out of 30 employees, and 30 perform investment advisory functions. 30 employees are registered representatives of a broker-dealer and 30 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Ofg Financial Services invest in?
At the end of its last fiscal year, Ofg Financial Services’ separately managed accounts held 78% registered funds (mutual funds, ETFs, BDCs), 17% exchange-traded equities, 2% investment grade corporate bonds, 1% U.S. government and agency bonds, 1% state and local bonds and 1% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Ofg Financial Services?
Ofg Financial Services’ direct owner is James Kenneth Ogdon (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 26 March 2026
How does Ofg Financial Services get paid?
Ofg Financial Services is paid through a percentage of assets under management, hourly charges, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Ofg Financial Services registered with the SEC?
Yes, Ofg Financial Services has been registered with the SEC as an investment adviser since 24 April 2023. Its CRD number is 23940 and its SEC file number is 801-127727.
Source: Form ADV Part 1A, Item 1, filed 26 March 2026; IAPD firm record
How do I contact Ofg Financial Services?
Ofg Financial Services’ main office is at 120 Se 6th Avenue, Townsite Plaza #2, Suite 105, Topeka, KS 66603-3515. Its phone number is 785-233-4071.