{"url":"https://nivawealth.com/firms/ofg-financial-services-23940","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/23940","regulatoryAum":271000000,"crd":"23940","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"35441","suffix":"III","lastName":"BURDITT","firstName":"JESSE","middleName":"NEWTON"},{"crd":"7951660","suffix":null,"lastName":"Campbell","firstName":"Matthew","middleName":"Robert"},{"crd":"6088900","suffix":null,"lastName":"COLSON","firstName":"CRAIG","middleName":"ALAN"},{"crd":"2161994","suffix":null,"lastName":"COLSON","firstName":"STEVEN","middleName":"CRAIG"},{"crd":"3171764","suffix":null,"lastName":"CRUM","firstName":"DOUGLAS","middleName":"KEITH"},{"crd":"8039387","suffix":null,"lastName":"DAVENPORT","firstName":"CHRIS","middleName":"WINSTON"},{"crd":"4178113","suffix":null,"lastName":"DAVENPORT","firstName":"LARRY","middleName":"LYNN"},{"crd":"5025033","suffix":null,"lastName":"GATZ","firstName":"JONATHAN","middleName":"BERNARD"},{"crd":"1420586","suffix":"JR","lastName":"HIGGS","firstName":"RICHARD","middleName":"DALE"},{"crd":"1530002","suffix":null,"lastName":"HUFFMAN","firstName":"LEASA","middleName":"ELENORA"},{"crd":"5452300","suffix":null,"lastName":"KIESCHNICK","firstName":"LORIN","middleName":"DALE"},{"crd":"7251000","suffix":null,"lastName":"KNOPP","firstName":"MASON","middleName":"JAMES"},{"crd":"1635249","suffix":"JR","lastName":"KOOKEN","firstName":"CHARLES","middleName":"HAL"},{"crd":"7824691","suffix":null,"lastName":"LEBAHN","firstName":"JAKE","middleName":"ALBERT"},{"crd":"6890968","suffix":null,"lastName":"Marwil","firstName":"Scott","middleName":"Jackson"},{"crd":"2259402","suffix":null,"lastName":"MASSEY","firstName":"DOUGLAS","middleName":"BRENT"},{"crd":"2765737","suffix":null,"lastName":"MCMASTER","firstName":"KATHERINE","middleName":"CASSIDY"},{"crd":"2368175","suffix":null,"lastName":"MCMASTER","firstName":"TYLER","middleName":"JOHN"},{"crd":"5513536","suffix":null,"lastName":"PAYNE","firstName":"TODD","middleName":"MATTHEW"},{"crd":"2578246","suffix":null,"lastName":"PHINNEY","firstName":"JOHN","middleName":"DAVID"},{"crd":"6040284","suffix":null,"lastName":"QUICK","firstName":"MITCHELL","middleName":"J"},{"crd":"4189551","suffix":null,"lastName":"RUZICKA","firstName":"LAWRENCE","middleName":"KYLE"},{"crd":"4188013","suffix":null,"lastName":"SATHER","firstName":"JAMES","middleName":"DALE"},{"crd":"6542581","suffix":null,"lastName":"SCHROEDER","firstName":"BENJAMIN","middleName":"SCOTT"},{"crd":"6086907","suffix":null,"lastName":"TERSINAR","firstName":"ROBERT","middleName":"KENNETH"},{"crd":"5378636","suffix":null,"lastName":"WEBB","firstName":"KEVIN","middleName":"KORD"},{"crd":"1659981","suffix":null,"lastName":"WILLEFORD","firstName":"DEAN","middleName":"ALAN"},{"crd":"7902735","suffix":null,"lastName":"Woodring","firstName":"Weston","middleName":"Ray"}],"total":28,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2023-04-05","regulatoryAum":100000000,"clients":350,"employees":29,"offices":5},{"filedOn":"2024-07-03","regulatoryAum":196000000,"clients":800,"employees":33,"offices":5},{"filedOn":"2025-07-29","regulatoryAum":270000000,"clients":850,"employees":37,"offices":5},{"filedOn":"2026-03-26","regulatoryAum":271000000,"clients":855,"employees":30,"offices":5}],"secFileNumber":"801-127727","legalName":"Ofg 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assets.","leadership":[{"name":"Tyler John McMaster","title":"Senior Vice President","crd":"2368175"},{"name":"James Kenneth Ogdon","title":"President & Director","crd":"351370"},{"name":"Todd Matthew Payne","title":"Secretary-Treasurer, Director & CCO","crd":"5513536"}],"ownership":[{"label":"James Kenneth Ogdon","detail":"President & director in the 75% or more ownership band and a control person, since October 1991."}],"filedOffices":{"otherThanPrincipal":4,"privateResidences":0},"listedOfficeAddresses":5,"foreignOffices":[],"officesByState":[{"state":"Kansas","offices":4,"addresses":[{"street":"120 Se 6th Avenue, Townsite Plaza #2, Suite 105","city":"Topeka","headquarters":true},{"street":"13220 Metcalf  Suite 215","city":"Overland Park"},{"street":"5100 SW 10th St  Suite 201","city":"Topeka"},{"street":"120 S Santa Fe Ave","city":"Salina"}]},{"state":"Texas","offices":1,"addresses":[{"street":"302 Holleman DR E Suite 200","city":"College Station"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"785-233-4071","stateRegisteredReps":30,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)","Other"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":17},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":1},{"label":"Investment grade corporate bonds","percent":2},{"label":"Securities issued by registered investment companies or business development companies","percent":78},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"26 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/23940/PDF/23940.pdf","brochureDate":"26 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1027726","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Ofg Financial Services have?","answer":"Ofg Financial Services has 855 clients and manages $271 million for them, as of March 2026. They include 850 individuals and 5 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 26 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Ofg Financial Services offer?","answer":"Ofg Financial Services provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Ofg Financial Services charge?","answer":"Ofg Financial Services charges up to 1.00% a year for its Portfolio Management. The fee is negotiable.","source":"OFG FORM ADV PART II, filed 26 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"How many financial advisors does Ofg Financial Services have?","answer":"Ofg Financial Services has 30 investment adviser representatives registered with state securities authorities, out of 30 employees, and 30 perform investment advisory functions. 30 employees are registered representatives of a broker-dealer and 30 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Ofg Financial Services invest in?","answer":"At the end of its last fiscal year, Ofg Financial Services’ separately managed accounts held 78% registered funds (mutual funds, ETFs, BDCs), 17% exchange-traded equities, 2% investment grade corporate bonds, 1% U.S. government and agency bonds, 1% state and local bonds and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Ofg Financial Services?","answer":"Ofg Financial Services’ direct owner is James Kenneth Ogdon (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 26 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Ofg Financial Services get paid?","answer":"Ofg Financial Services is paid through a percentage of assets under management, hourly charges, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Ofg Financial Services registered with the SEC?","answer":"Yes, Ofg Financial Services has been registered with the SEC as an investment adviser since 24 April 2023. Its CRD number is 23940 and its SEC file number is 801-127727.","source":"Form ADV Part 1A, Item 1, filed 26 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Ofg Financial Services?","answer":"Ofg Financial Services’ main office is at 120 Se 6th Avenue, Townsite Plaza #2, Suite 105, Topeka, KS 66603-3515. Its phone number is 785-233-4071.","source":"Form ADV Part 1A, Item 1.F, filed 26 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}