Top 4 financial advisor firms in Roswell

4 SEC-registered financial advisor firms are headquartered in Roswell, GA, with $825M in combined regulatory assets under management. The largest by assets are Journey Beyond Wealth ($250M), Commonwealth Financial Planners ($228M) and Park Square Financial Group ($219M).

4
Financial advisor firms: $825M
Their combined AUM: $223M
Median firm AUM: 824
Clients of the top 4

The 4 largest by assets

1
Journey Beyond Wealth
RIA
$250M
Regulatory AUM
2
Commonwealth Financial Planners
RIA
$228M
Regulatory AUM
3
Park Square Financial Group
RIA
$219M
Up to 2.35% a year
4
St. John & Associates
RIA
$128M
Regulatory AUM

Profiles of the top 4

No. 1 · RIA

Journey Beyond Wealth

Journey Beyond Wealth is an investment adviser based in Roswell, GA, registered with the SEC since 2023. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $250 million, as filed on 6 February 2026.

Regulatory AUM: $250M
Clients: 109
Advisory staff: 5
Founded: 2017
Custodians: Charles Schwab
Headquarters: 300 Colonial Center Parkway, Suite 100, Roswell, GA 30076
Phone: 678-331-7900
Website: journeybeyondwealth.com

No. 2 · RIA

Commonwealth Financial Planners

Commonwealth Financial Planners is an investment adviser based in Roswell, GA, registered with the SEC since 2018. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $228 million, as filed on 31 March 2026.

Regulatory AUM: $228M
Clients: 132
Advisory staff: 2
Founded: 1983
Custodians: Raymond James, Raymond James
Headquarters: 1033 Canton Street, Roswell, GA 30075
Phone: 770-399-6644

No. 3 · RIA

Park Square Financial Group

Park Square Financial Group is an investment adviser based in Roswell, GA, registered with the SEC since 2024. It provides financial planning and investment management. Its clients include individual clients, high-net-worth individuals, and pension and profit-sharing plans. Its regulatory assets under management total $219 million, as filed on 24 April 2026.

Park Square Financial Group charges up to 2.35% a year for its Wrap Fee Program.

Regulatory AUM: $219M
Clients: 430
Advisory staff: 4
Fee schedule: Up to 2.35% a year
Minimum account: $250,000
Custodians: Fidelity, Assetmark Brokerage, Charles Schwab
Headquarters: 55 Park Square, Ste 103, Roswell, GA 30075
Phone: 770-641-1401
Website: parksquarefg.com

No. 4 · RIA

St. John & Associates

St. John & Associates is an investment adviser based in Roswell, GA, registered with the SEC since 2021. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and other clients. Its regulatory assets under management total $128 million, as filed on 23 March 2026.

Regulatory AUM: $128M
Clients: 153
Advisory staff: 2
Headquarters: 500 Sun Valley Drive Suite D-3 & D-4, Roswell, GA 30076-1441
Phone: 770-642-7631
Website: stjohnfinancial.com

Questions about financial advisors in Roswell

How many financial advisor firms are headquartered in Roswell?

4 SEC-registered financial advisor firms report their principal office in Roswell, GA, managing $825M in regulatory assets between them.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Roswell?

Journey Beyond Wealth, with $250M in regulatory assets under management on its latest Form ADV. The next largest are Commonwealth Financial Planners ($228M) and Park Square Financial Group ($219M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Roswell?

The median firm manages $223M in regulatory assets. That is the midpoint of the 4 firms headquartered in Roswell.

Source: Form ADV Part 1A, Item 5.F

How can I check a financial advisor's record in Roswell?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

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