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Top 3 financial advisor firms in Castle Rock

3 SEC-registered financial advisor firms are headquartered in Castle Rock, CO, with $540M in combined regulatory assets under management. The largest by assets are Three Peaks Capital Management ($223M), Fidelis Wealth Advisors ($210M) and Jackson Wealth Management ($107M).

3
Financial advisor firms
$540M
Their combined AUM
$210M
Median firm AUM
408
Clients of the top 3

The 3 largest by assets

  1. 1
    Three Peaks Capital Management

    RIA

    $223M

  2. 2
    Fidelis Wealth Advisors

    RIA

    $210M

  3. 3
    Jackson Wealth Management

    RIA

    $107M

Profiles of the top 3

No. 1 · RIA

Three Peaks Capital Management

Three Peaks Capital Management is an investment adviser based in Castle Rock, CO, registered with the SEC since 2003. It provides investment management. Its clients include high-net-worth individuals, pension and profit-sharing plans, and corporations and other businesses. Its regulatory assets under management total $223 million, as filed on 31 March 2026.

Three Peaks Capital Management charges up to 1.50% a year for its Advisory fee.

Regulatory AUM
$223M
Clients
72
Advisory staff
4
Fee schedule
Up to 1.50% a year
Custodians
Bok Financial, First National Bank, Central Pacific Bank
Headquarters
3750 Dacoro Lane, Suite 100, Castle Rock, CO 80109
Phone
303-221-9480
Website
threepeaks.com

No. 2 · RIA

Fidelis Wealth Advisors

Fidelis Wealth Advisors is an investment adviser based in Castle Rock, CO, registered with the SEC since 2021. It provides financial planning and investment management. Its clients include high-net-worth individuals, pooled investment vehicles and individual clients. Its regulatory assets under management total $210 million, as filed on 31 March 2026.

Fidelis Wealth Advisors charges up to 1.50% for its Investment Management. The brochure does not state whether the rate is annual.

Regulatory AUM
$210M
Clients
210
Advisory staff
5
Fee schedule
Up to 1.50%
Custodians
Charles Schwab, Fidelity
Headquarters
20 N Wilcox Street, Suite 106, Castle Rock, CO 80104
Phone
303-800-4683
Website
fidelis-wealth.com

No. 3 · RIA

Jackson Wealth Management

Jackson Wealth Management is an investment adviser based in Castle Rock, CO, registered with the SEC since 2026. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $107 million, as filed on 18 August 2026.

Jackson Wealth Management charges 0.50%–1.50% a year for its Wealth Management.

Regulatory AUM
$107M
Clients
126
Advisory staff
1
Fee schedule
0.50% to 1.50% a year
Custodians
Charles Schwab
Headquarters
115 Wilcox St Suite 220, Castle Rock, CO 80104
Phone
303-808-5229
Website
jacksonwealthmanagement.net

Questions about financial advisors in Castle Rock

How many financial advisor firms are headquartered in Castle Rock?

3 SEC-registered financial advisor firms report their principal office in Castle Rock, CO, managing $540M in regulatory assets between them. The other 1 adviser headquartered in the city are broker-dealers, other kinds of wealth firm, or fund and institutional managers.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Castle Rock?

Three Peaks Capital Management, with $223M in regulatory assets under management on its latest Form ADV. The next largest are Fidelis Wealth Advisors ($210M) and Jackson Wealth Management ($107M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Castle Rock?

The median firm manages $210M in regulatory assets. That is the midpoint of the 3 firms headquartered in Castle Rock.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in Castle Rock charge?

Of the 3 largest firms, 3 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 1.50% to 1.50% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in Castle Rock?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

Castle Rock has 3 financial advisor firms; see every adviser in the city →

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