Wickham Financial Group provides financial planning, portfolio management for individuals and small businesses, and pension consulting.
Wickham Financial Group reports 308 clients. They include 255 individual clients and 53 high-net-worth individuals. Of its assets, 39.8% ($76.8M across 207 accounts) are managed with discretion; $116M across 588 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 83% | 39% |
| High-net-worth individuals | 17% | 60% |
| Other | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 255 | $75.8M | 39.3% | $297K |
| High-net-worth individuals | 53 | $116M | 60.1% | $2.19M |
| Other | Fewer than 5 | $1.2M | 0.6% | — |
| Total | 308 | $193M | 100% | — |
- Clients
- 255
- Regulatory AUM
- $75.8M
- AUM share
- 39.3%
- Avg. per client
- $297K
- Clients
- 53
- Regulatory AUM
- $116M
- AUM share
- 60.1%
- Avg. per client
- $2.19M
- Clients
- Fewer than 5
- Regulatory AUM
- $1.2M
- AUM share
- 0.6%
- Avg. per client
- —
Total
- Clients
- 308
- Regulatory AUM
- $193M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Wickham Financial Group charges up to 1.55% a year for its Comprehensive Portfolio Management. The fee is billed in advance and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Retirement Plan Consulting
- Retirement plan consulting is billed as a percentage of plan assets, not to exceed 1.55%.
Graham Wickham owns 75% or more of Wickham Financial Group. The leadership team of Wickham Financial Group includes President Graham Wickham. It has 4 employees, 3 of them in advisory roles.
Staff
- 4 employees
- 3 in advisory functions
- 3 state-registered reps
- 4 insurance agents
- Owns 75% or more of Wickham Financial Group, Inc.
Graham Wickham
Control person · since February 2020
Wickham Financial Group’s regulatory assets grew from $134M (March 2022) to $193M (March 2026); clients were 308 in both filings and employees rose from 3 to 4.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $193M | 308 | 4 | 1 |
| Mar 2025March 2025 | $146M | 284 | 4 | 1 |
| Jun 2024June 2024 | $144M | 289 | 4 | 1 |
| Feb 2023February 2023 | $125M | 304 | 3 | 1 |
| Mar 2022March 2022 | $134M | 297 | 3 | 1 |
Besides its headquarters, Wickham Financial Group has 0 offices, with 1 listed address in 1 state.
Georgia · 1 listed address
- 331 Washington Avenue Ne, MariettaHQ
Other business names
Wickham Financial Group has reported 1 other business name to the SEC.
- Wickham Financial & Insurance Services
Contact and registration details
- Legal name
- Wickham Financial Group, Inc.
- Headquarters
- 331 Washington Avenue Ne, Marietta, GA 30060
- Website
- wickhamservices.com
- Phone
- 770-424-8711
- SEC file
- 801-124758
- Structure
- Georgia corporation
- Fiscal year end
- December
Wickham Financial Group’s named custodian for separately managed accounts is Charles Schwab ($192M). Wickham Financial Group does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Omaha, NE · $192M100%
At year end, Wickham Financial Group’s separately managed accounts were mostly in funds (83%) and stocks (16%).
What the accounts hold
- Stocks16%
- Funds83%
- Cash1%
How many clients does Wickham Financial Group have?
Wickham Financial Group has 308 clients and manages $193 million for them, as of March 2026. They include 255 individual clients and 53 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 27 March 2026
What services does Wickham Financial Group offer?
Wickham Financial Group provides financial planning, portfolio management for individuals and small businesses, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Wickham Financial Group charge?
Wickham Financial Group charges up to 1.55% a year for its Comprehensive Portfolio Management. The fee is billed in advance and is negotiable.
Source: WICKHAM FINANCIAL & INSURANCE SERVICES - FORM ADV 2A - FIRM BROCHURE, filed 27 March 2026
Which custodians does Wickham Financial Group use?
Wickham Financial Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (Omaha, NE), with $192M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 March 2026
How many financial advisors does Wickham Financial Group have?
Wickham Financial Group has 3 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Wickham Financial Group invest in?
At the end of its last fiscal year, Wickham Financial Group’s separately managed accounts held 83% pooled vehicles (private funds and similar), 16% exchange-traded equities and 1% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Wickham Financial Group?
Wickham Financial Group’s direct owner is Graham Wickham (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 27 March 2026
How does Wickham Financial Group get paid?
Wickham Financial Group is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Wickham Financial Group?
Wickham Financial Group’s main office is at 331 Washington Avenue Ne, Marietta, GA 30060. Its phone number is 770-424-8711. Its website is wickhamservices.com.